PS07/4: Reforming the Approved Persons regime - Feedback on CP06/15 (Merging the Customer Functions) and final rules
This Policy Statement reports on the main issues arising from part of Consultation Paper 06/15 'Reforming the Approved Persons regime' published in August 2006.
Introductory documents
Newsletter [ PDF | 87 KB | 3 pages ]
Press release:
£1 million a year saving for firms in Approved Persons simplification
Policy Statement
PS07/04: [ PDF | 267 KB | 35 pages ]
Reforming the Approved Persons regime - Feedback on CP06/15 (Merging the Customer Functions) and final rules
Other relevant information
CP06/15:
Reforming the Approved Persons regime - August 2006
CP05/10
Reviewing the FSA Handbook - July 2005
PS07/3:
Reforming the Approved Persons regime - Policy Statement on Section IV of CP06/15: Markets in Financial Instruments Directive - January 2007