2008 2007 2006 2005 2004 2003 2002 2001 2000 1999 1998 1997

Date Ref. Subject
December PS07/24 Insurance selling and administration - Feedback on CP07/11 and final rules
December PS07/23 Integrated Regulatory Reporting (IRR): Changes to reporting requirements affecting most firms - feedback to CP07/17
December PS07/22 External assurance on regulatory returns - Including feedback on CP07/15
December PS07/21 Notification Obligations under the Investment Exchanges and Clearing Houses Act - including feedback on CP07/10 and final Handbook text
December PS07/20 Investment Entities Listing Review - Feedback on CP07/12 and final Handbook text
November PS07/19 FSCS Funding Review - Feedback on CP07/5 and made text
October PS07/18 Conduct of Business regime
September PS07/17 Permitted links for long term insurance business
August PS07/16 FSA confirmation of Industry Guidance - Feedback on DP06/5
August PS07/15 Best execution - Feedback on DP06/3 and CP06/19 (part)
July PS07/14 Reforming Conduct of Business Regulation - Final feedback on CP06/19
July PS07/13 The Training and Competence Sourcebook Review: Feedback on CP07/4 and final rules
July PS07/12 Decision Procedure and Penalties Manual and the Enforcement Guide - Feedback on CP07/2
July PS07/11 Responsibilities of Providers and Distributors for the fair treatment of customers - Feedback on DP06/4
July PS07/10 Implementing the Regulatory Reform Order in relation to guidance
July PS07/9 Treating Complainants Fairly - Feedback on CP06/19 (part) and made rules
June PS07/8 Amendments to the Prospectus and Listing Rules - Feedback on CP06/17 and made rules
May PS07/7 Consolidated Policy Statement on our fee-raising arrangements and regulatory fees and levies 2007/08 - including feedback on CP07/3 and ‘made rules’
May PS07/6 Reforming Conduct of Business Regulation - Feedback on CP06/19 and CP06/20
March PS07/5 Perimeter Guidance relating to MiFID - Feedback on CP06/9 and CP06/14
February PS07/4 Reforming the Approved Persons regime - Feedback on CP06/15 (Merging the Customer Functions) and final rules
January PS07/3 Reforming the Approved Persons regime - Feedback on Section IV of CP06/15
January PS07/2 Implementing the Markets in Financial Instruments Directive (MiFID) - Feedback on CP06/14, CP06/19 and CP06/20
January PS07/1 Integrated Regulatory Reporting (IRR): Certain investment firms - Feedback on Part II & III of CP06/11 and made text