Reforming Conduct of Business Regulation - Feedback on CP06/19 and CP06/20

Contact

E-mail:
CP06/19 or CP06/20
to contact the authors

Telephone:
0845 608 2372 to order a printed copy

Publication help

How to order FSA publications

Accessing our publications

This Policy Statement reports on the main issues arising from Consultation Paper 06/19 'Reforming Conduct of Business Regulation' and Consultation Paper 06/20 'Financial promotion and other communications' published in October 2006.

Introductory documents

Newsletter [ PDF | 50 KB | 4 pages ]

Press release:
New investment business rules mark significant move to principles-based regulation

Other relevant information

PS07/15
Best execution - Feedback on DP06/3 and CP06/19 (part) (August 2007)

PS07/14
Reforming Conduct of Business Regulation - Final feedback on CP06/19 (July 2007)

CP06/19:
Reforming Conduct of Business Regulation (October 2006)

CP06/20:
Financial promotion and other communications (October 2006)

Further information on MiFID

FSA Handbook