PS07/6: Reforming Conduct of Business Regulation - Feedback on CP06/19 and CP06/20
This Policy Statement reports on the main issues arising from Consultation Paper 06/19 'Reforming Conduct of Business Regulation' and Consultation Paper 06/20 'Financial promotion and other communications' published in October 2006.
Introductory documents
Newsletter [ PDF | 50 KB | 4 pages ]
Press release:
New investment business rules mark significant move to principles-based regulation
Policy Statement
PS07/6: [ PDF | 1.08 MB | 371 pages ]
Reforming Conduct of Business Regulation - Feedback on CP06/19 and CP06/20
An update to the transition map [PDF] - July 2007
Other relevant information
PS07/15
Best execution - Feedback on DP06/3 and CP06/19 (part) (August 2007)
PS07/14
Reforming Conduct of Business Regulation - Final feedback on CP06/19 (July 2007)
CP06/19:
Reforming Conduct of Business Regulation (October 2006)
CP06/20:
Financial promotion and other communications (October 2006)