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This Policy Statement reports on the main issues arising from Section IV of Consultation Paper 06/15 'Reforming the Approved Persons regime' published in August 2006.

Introductory documents

Newsletter [ PDF | 108 KB | 4 pages ]

Policy Statement

PS07/03: [ PDF | 227 KB | 48 pages ]

Reforming the Approved Persons regime - Policy Statement on Section IV of CP06/15: Markets in Financial Instruments Directive

Other relevant information

CP06/15:
Reforming the Approved Persons regime - August 2006

CP05/10
Reviewing the FSA Handbook - July 2005

PS07/4:
Reforming the Approved Persons regime - Feedback on CP06/15 (Merging the Customer Functions) and final rules - February 2007

MiFID - Information on the Markets in Financial Instruments Directive.

FSA Handbook

More Policy Statements: