PS07/3: Reforming the Approved Persons regime - Policy Statement on Section IV of CP06/15: MiFID
This Policy Statement reports on the main issues arising from Section IV of Consultation Paper 06/15 'Reforming the Approved Persons regime' published in August 2006.
Introductory documents
Newsletter [ PDF | 108 KB | 4 pages ]
Policy Statement
PS07/03: [ PDF | 227 KB | 48 pages ]
Reforming the Approved Persons regime - Policy Statement on Section IV of CP06/15: Markets in Financial Instruments Directive
Other relevant information
CP06/15:
Reforming the Approved Persons regime - August 2006
CP05/10
Reviewing the FSA Handbook - July 2005
PS07/4:
Reforming the Approved Persons regime - Feedback on CP06/15 (Merging the Customer Functions) and final rules - February 2007
MiFID - Information on the Markets in Financial Instruments Directive.
