PS07/2: Implementing the Markets in Financial Instruments Directive (MiFID)
This Policy Statement reports on the main issues arising from CP06/14 'Implementing MiFID for Firms and Markets', CP06/19 ' Reforming Conduct of Business Regulation' and CP06/20 ' Financial promotion and other communications.
Introductory documents
Newsletter [ PDF | 49 KB | 4 pages ]
Press release:
Deadline met for transposing MiFID rules
Policy Statement
PS07/02: [ PDF | 379 KB | 142 pages ]
Implementing the Markets in Financial Instruments Directive (MiFID) - Feedback on CP06/14, CP06/19 and CP06/20.
Annex 3: [ PDF | 1.32 MB | 405 pages ]
Handbook text
MiFID Transposition tables
MiFID transposition tables for the Level 1 and Level 2 directives are available on the Treasury website.
Other relevant information
PS07/15
Best execution - Feedback on DP06/3 and CP06/19 (part) (August 2007)
PS07/14
Reforming Conduct of Business Regulation - Final feedback on CP06/19 (July 2007)
PS07/13
The Training and Competence Sourcebook Review: Feedback on CP07/4 and final rules (July 2007)
CP06/14:
Implementing MiFID for firms and markets (July 2006)
CP06/19:
Reforming conduct of business regulation (October 2006)
CP06/20:
Financial promotions and other communications (October 2006)
CP07/4
The Training and Competence Sourcebook Review (February 2007)
Article 51(3) of the MiFID Implementing Directive - List of Minimum Records [PDF]
MiFID - Information on the Markets in Financial Instruments Directive.