PS04/6: Conflicts of interest in investment research - Feedback on CP205 and made Handbook text
This Policy statement reports on the main issues arising from Consultation Paper 205 ('Conflicts of interest: Investment research and issues of securities - Feedback on CP171, made text and limited further consultation') published in October 2003.
Introductory documents
Newsletter [ PDF | 41 KB | 4 pages ]
Press release:
FSA publishes final rules on managing conflicts of interest in investment research
Policy statement
PS04/6: [ PDF | 294 KB | 59 pages ]
Conflicts of interest in investment research - Feedback on CP205 and made Handbook text
Other relevant material
CP205:
Conflicts of interest: Investment research and issues of securities - Feedback on CP171, made text and limited further consultation
CP171:
Conflicts of Interest: Investment Research and Issues of Securities
DP15:
Investment research - Conflicts & other issues
Freedom of information
FSA Publication Scheme