Grandfathering publications
This page includes documents and links to resources related to the Grandfathering programme.
Press releases
Press Release:
Countdown to N2: Grandfathering (July 2001)
Press Release:
FSA aims for smooth transfer of firms (December 2000)
Explanatory documents
Instructions for the review of controlled functions draft lists [ PDF | 306 KB | 16 pages ]
(October 2001)
RPB Firms Grandfathering - Opt-In Pack
Fees for ex-RPB firms that opt-in to authorisation by the Financial Services Authority (FSA) [ PDF | 216 KB | 31 pages ]
(October 2001)
Countdown to N2: [ PDF | 687 KB | 32 pages ]
Grandfathering (July 2001)
Grandfathering of firms, individuals and products [ PDF | 1.52 MB | 38 pages ]
(updated in January 2001)
Grandfathering of waivers [ PDF | 1.41 MB | 7 pages ]
Consultation papers
CP89:
Grandfathering Concessions and Individual Guidance
CP69:
The Exempt Professional Firms Sourcebook
CP63:
The Authorisation manual
CP53:
The Regulation of Approved Persons: Controlled Functions
CP29:
The Permission Regime
Speeches
The following speech were given at the conference on 11 December:
Phillip Thorpe, Managing Director of the Regulatory Processes and Risk Directorate, FSA
Accompanying presentation [ PDF | 476 KB | 10 pages ]