High Level Standards for Firms and Individuals
Introductory documents
Press Release:
FSA firms up Approved Persons regime
Policy statement
High Level Standards for Firms and Individuals [ PDF | 1.25 MB | 189 pages ]
(February 2001)
Other relevant information
Policy statement:
The Regulation of Approved Persons: Controlled Functions - Feedback on CP53 and 'final' text
CP35:
Senior Management Arrangements, Systems and Controls
Policy statement: [ PDF | 1.71 MB | 108 pages ]
High Level Standards for Firms and Individuals (June 2000)
CP26:
The Regulation of Approved Persons
CP13:
The FSA Principles for Businesses