RPB Firms Grandfathering - Opt-In Pack
Opt-In Packs were sent on 29 August 2001 to RPB firms who are authorised to conduct investment business. The firms mailed were taken from mailing lists obtained from the RPBs in mid July.
The covering letter link below sets out the documents included in the Opt-In pack. These documents are also listed below.
Introductory documents
Covering letter and Opt-In form [ PDF | 1.97 MB | 5 pages ]
Main documents
Grandfathering: [ PDF | 916 KB | 53 pages ]
Information statement for RPB firms
Fees for ex-RPB firms that opt-in to authorisation by the Financial Services Authority (FSA) [ PDF | 205 KB | 31 pages ]
FSA Guidance: Professional firms – the need for authorisation under the Financial Services markets Act 2000 [ PDF | 799 KB | 90 pages ]
Permissions tables
For firms currently authorised by the Association of Chartered Certified Accountants [ PDF | 1.3 MB | 19 pages ]
For firms currently authorised by the Institute of Chartered Accountants in England and Wales, the Institute of Chartered Accountants of Scotland & the Institute of Chartered Accountants in Ireland [ PDF | 1.28 MB | 13 pages ]
For firms currently authorised by the Institute of Actuaries [ PDF | 1.18 MB | 8 pages ]
For firms currently authorised by the Law Society [ PDF | 1.25 MB | 12 pages ]
For firms currently authorised by the Law Society of Northern Ireland [ PDF | 1.21 MB | 8 pages ]
For firms currently authorised by the Law Society of Scotland [ PDF | 1.23 MB | 11 pages ]