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Feedback and 'made' text: CP63, The Authorisation manual Chapter 5; CP64, The Supervision manual Chapters 13 and 14 (Regulatory Processes)

This policy statement reports on the main issues arising from CP63 (The Authorisation manual) and CP64 (The Supervision manual).

Introductory documents

Newsletter [ PDF | 63.2 KB | 4 pages ]

Other relevant information

CP63:
The Authorisation manual

CP64:
The Supervision manual

CP104:
The Authorisation manual - Supplementary consultation on Certifications, Financial Promotion and related activities, and Open-ended Investment Companies

CP112:
Amendments to chapter 3 (Auditors) of the Supervision manual - professional firms

Policy statement:
Regulatory processes manuals (Authorisation, Supervision, Enforcement and Decision making) and Threshold conditions

FSA Handbook