The Interim Prudential Regime for Investment Firms
This policy statement reports on the main issues arising from CP54 ('The Investment Business Interim Prudential Sourcebook') and CP68 ('Section 43 firms – Prudential regime').
Please note, the helpline number printed in the newsletter below has now changed to 0845 608 2372.
Introductory documents
Newsletter [ PDF | 140 KB | 4 pages ]
Policy statement
The Interim Prudential Regime for Investment Firms [ PDF | 233 KB | 33 pages ]
'Final' text: Volume 1 of 2 [ PDF | 1.54 MB | 208 pages ]
'Final' text: Volume 2 of 2 [ PDF | 1.99 MB | 377 pages ]
Other relevant information
CP97:
Integrated Prudential Sourcebook
CP68:
Section 43 firms – Prudential regime
CP54:
The Investment Business Interim Prudential Sourcebook