Handbook Release 40 - April 2005
This Release contains pages to be inserted into your paper version of the Handbook in order to bring it up to date. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.
Please refer to the summary file for this release to find out what information has changed. The summary will also advise you on the pages to remove and pages to insert to bring your hardcopy Handbook up to date as at Release 40.
Summary
Release summary [ PDF | 59 KB | 7 pages ]
Release files by module
Authorisation [ PDF | 307 KB | 30 pages ]
(AUTH)
Client Assets [ PDF |739 KB | 4 pages ]
(CASS)
Collective Investment Schemes [ PDF | 757 KB | 112 pages ]
(CIS)
Conduct of Business [ PDF | 820 KB | 112 pages ]
(COB)
Compensation [ PDF | 428 KB | 22 pages ]
(COMP)
Credit Unions [ PDF | 228 KB | 22 pages ]
(CRED)
Dispute resolution [ PDF | 444 KB | 56 pages ]
(DISP)
Enforcement [ PDF | 66 KB | 4 pages ]
(ENF)
Electronic Commerce Directive [ PDF | 80 KB | 4 pages ]
(ECO)
General Provisions [PDF | 125 KB | 12 pages ]
(GEN)
Glossary of definitions [ PDF | 547 KB | 140 pages ]
(Glossary)
Interim Prudential Sourcebook: Banks [PDF | 284 KB | 16 pages ]
( IPRU Bank)
Interim Prudential Sourcebook: Investment Businesses [PDF | 880 KB | 144 pages ]
( IPRU INV)
Professional firms [ PDF | 168 KB | 6 pages ]
(PROF)
Lloyds [ PDF | 90 KB | 6 pages ]
(LLD)
Market Conduct [ PDF | 82 KB | 4 pages ]
(MAR)
Money Laundering [ PDF | 180 KB | 10 pages ]
(ML)
Recognised Investment Exchanges and
Recognised Clearing Houses [ PDF | 76 KB | 4 pages ]
(REC)
Statements of Principle and Code of Practice for
Approved Persons [ PDF | 137 KB | 8 pages ]
(APER)
Supervision [ PDF | 1240 KB | 242 pages ]
(SUP)
Training and Competence [ PDF | 284 KB | 30 pages ]
(TC)