Handbook Release 31 - June 2004
This Release contains pages to be inserted into your paper version of the Handbook in order to bring it up to date. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.
Please refer to the summary file for this release to find out what information has changed. The summary will also advise you on the pages to remove and pages to insert to bring your hardcopy Handbook up to date as at Release 31.
Summary
Release summary [ PDF | 111 KB | 3 pages ]
Glossary
Glossary of Definitions [ PDF | 168 KB | 8 pages ]
Release files by module
Authorisation [ PDF | 68 KB | 4 pages ]
(AUTH)
Collective Investment Schemes [ PDF | 118 KB | 6 pages ]
(CIS)
Conduct of Business [ PDF | 241 KB | 34 pages ]
(COB)
Dispute resolution: [ PDF | 179 KB | 14 pages ]
complaints (DISP)
General Provisions [ PDF | 84 KB | 4 pages ]
(GEN)
Interim Prudential sourcebook for friendly societies [ PDF | 185 KB | 14 pages ]
(IPRU (FSOC))
Interim Prudential sourcebook for investment businesses [ PDF | 868 KB | 60 pages ]
(IPRU (INV))
Professional firms [ PDF | 62 KB | 4 pages ]
(PROF)
Recognised Investment Exchanges and Recognised Clearing Houses [ PDF | 124 KB | 6 pages ]
(REC)
Supervision [ PDF | 382 KB | 40 pages ]
(SUP)
The Fit and Proper test for Approved Persons [ PDF | 70 KB | 4 pages ]
(FIT)
Threshold Conditions [ PDF | 84 KB | 4 pages ]
(COND)

