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The Guidance Note(s) on this page contain general guidance. Here ‘general guidance’ means written guidance given to persons or regulated persons generally, or to a class of regulated persons. General guidance may be temporary.

We will usually give general guidance in the Handbook. But where guidance is urgently needed, or likely to be temporary, we will publish it in a Guidance Note.

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Guidance Note No.1 (2001) [ PDF | 57 KB | 4 pages ]
(No longer in effect) - Frequently asked questions on the code of market conduct

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