DP15: Investment research - Conflicts & other issues
The FSA's Discussion paper 15 is entitled 'Investment research - Conflicts & other issues'. It was published in July 2002 and the period for discussion responses closes on 30 October 2002.
Introductory documents
Newsletter [ PDF | 63.3 KB | 4 pages ]
Press release:
FSA outlines options on analysts’ investment research
Discussion paper
DP15: [ PDF | 509 KB | 48 pages ]
Investment research - Conflicts & other issues
Response
CP171:
Conflicts of Interest: Investment Research and Issues of Securities
CP205:
Conflicts of interest: Investment research and issues of securities - Feedback on CP171, made text and limited further consultation
Other relevant information
PS04/6:
Conflicts of interest in investment research - Feedback on CP205 and made Handbook text