Related information

Proposed amendment to COB

Draft Guidance
on COB 7.18 -
Use of dealing commission [PDF]

2008 2007 2006 2005 2004 2003 2002 2001 2000 1999 1998 1997

Date CP No. Subject
December CP06/21 Investment Entities Listing Review - Further consultation and feedback on Part 2 of CP06/4
November FS06/05 Point of sale investment product disclosure: Feedback on CP170 and CP05/12
October CP06/20 Financial promotion and other communications
October CP06/19 Reforming Conduct of Business Regulation
October CP06/18 Quarterly consultation (No. 10)
October CP06/17 Amendments to the Prospectus and Listing Rules
September CP06/16 Prudential changes for insurers
August CP06/15 Reforming the Approved Persons regime
July CP06/14 Implementing MiFID for Firms and Markets
July CP06/13 Quarterly Consultation Paper (No.9)
June CP06/12 Implementing the Reinsurance Directive
May CP06/11 Integrated Regulatory Reporting (IRR): Credit institutions and certain investment firms
May CP06/10 Strengthening Capital Standards - Restructuring the Handbook
May CP06/9 Organisational systems and controls - Common platform for firms
April CP06/8 Regulation of Home Reversion and Home Purchase Plans
April CP06/7 Single and dual pricing for authorised collective investment schemes
April CP06/6 Quarterly Consultation Paper (No.8)
April CP06/5 The regulation of personal pension schemes including SIPPs
March CP06/4 Implementation of the Transparency Directive / Investment Entities Listing Review
February FS06/1 Reviewing our Training and Competence regime - Feedback on Chapter 4 of CP05/10
February CP06/3 Strengthening Capital Standards 2
February CP06/2 Regulatory fees and levies 2006/07
January CP06/1 Quarterly Consultation Paper (No.7)