CP205: Conflicts of interest: Investment research and issues of securities - Feedback on CP171, made text and limited further consultation
The FSA's Consultation paper 205 is entitled 'Conflicts of interest: Investment research and issues of securities - Feedback on CP171, made text and limited further consultation'. It was published in October 2003 and the period for consultation responses closes on 24 December 2003.
Introductory documents
Newsletter [ PDF | 41 KB | 4 pages ]
Press release:
FSA issues new proposals on the management of conflicts of interest and analysts
Consultation paper
CP205: [ PDF | 577 KB | 106 pages ]
Conflicts of interest: Investment research and issues of securities - Feedback on CP171, made text and limited further consultation
Response
PS04/6:
Conflicts of interest in investment research - Feedback on CP205 and made Handbook text
Other relevant information
CP171:
Conflicts of Interest: Investment Research and Issues of Securities
DP15:
Investment research - Conflicts & other issues
