CP197: Reporting requirements for mortgage, insurance and investment firms, and supplementary consultation on audit requirements
The FSA's Consultation paper 197 is entitled 'Reporting requirements for mortgage, insurance and investment firms, and supplementary consultation on audit requirements'. It was published in September 2003 and the period for consultation responses closes on 11 December 2003.
Introductory documents
Newsletter [ PDF | 465 KB | 8 pages ]
Guide: [ PDF | 427 KB | 4 pages ]
A summary of Consultation paper 197
Press release :
FSA to increase monitoring of product sales
Consultation paper
CP197: [ PDF | 1.58 MB | 254 pages ]
Reporting requirements for mortgage, insurance and investment firms, and supplementary consultation on audit requirements
Response
PS04/9:
Reporting requirements for mortgage, insurance and investment firms, and audit requirements for insurance intermediaries - Feedback on CP197 and made text
Other relevant information
PS04/8:
Regulatory reporting – a new integrated approach: Feedback on CP198 and made text
CP198:
Regulatory reporting – a new integrated approach
Product Sales Data (PSD) - XML Schema Specification
Mortgage and general insurance regulation
