Contact

E-mail:
cp197@fsa.gov.uk to contact the authors

Telephone:
0845 608 2372 to order a printed copy

Publication help

How to order FSA publications

Accessing our publications

The FSA's Consultation paper 197 is entitled 'Reporting requirements for mortgage, insurance and investment firms, and supplementary consultation on audit requirements'. It was published in September 2003 and the period for consultation responses closes on 11 December 2003.

Introductory documents

Newsletter [ PDF | 465 KB | 8 pages ]

Guide: [ PDF | 427 KB | 4 pages ]
A summary of Consultation paper 197

Press release :
FSA to increase monitoring of product sales

Consultation paper

CP197: [ PDF | 1.58 MB | 254 pages ]
Reporting requirements for mortgage, insurance and investment firms, and supplementary consultation on audit requirements

Response

PS04/9:
Reporting requirements for mortgage, insurance and investment firms, and audit requirements for insurance intermediaries - Feedback on CP197 and made text

Other relevant information

PS04/8:
Regulatory reporting – a new integrated approach: Feedback on CP198 and made text

CP198:
Regulatory reporting – a new integrated approach

Product Sales Data (PSD) - XML Schema Specification

Mortgage and general insurance regulation

FSA Handbook

More Consultation papers: