Contact

E-mail:
cp176@fsa.gov.uk to contact the authors

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0845 608 2372 to order a printed copy

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Accessing our publications

The FSA's Consultation paper 176 is entitled 'Bundled Brokerage and Soft Commission Arrangements'. It was published in April 2003 and the period for consultation responses closes on 10 October 2003. Please note that the consultation period has been extended and was originally due to close on 29 August 2003.

Introductory documents

Newsletter [ PDF | 41 KB | 4 pages ]

Press release:
FSA proposals on fund managers herald more accountability to investors

Consultation paper

CP176: [ PDF | 65 KB | 1 pages ]
Erratum

CP176: [ PDF | 191 KB | 54 pages ]
Bundled Brokerage and Soft Commission Arrangements

Response

PS05/9:
Bundled Brokerage and Soft Commission Arrangements - Feedback on CP05/5 and final rules

PS04/13:
Bundled Brokerage and Soft Commission Arrangements - Feedback on CP176

PS04/23:
Bundled brokerage and soft commission arrangements: Update on issues arsing from PS04/13

Other relevant information

CP05/05:
Bundled brokerage and soft commission arrangements: Proposed rules

An Assessment of Soft Commission Arrangements and Bundled Brokerage Services in the UK [ PDF | 913 KB | 161 pages ]

Cost-Benefit Analysis of the FSA's Policy Propositions on Soft Commissions and Bundling [ PDF | 459 KB | 67 pages ]

FSA Handbook

More Consultation papers: