CP176: Bundled Brokerage and Soft Commission Arrangements
The FSA's Consultation paper 176 is entitled 'Bundled Brokerage and Soft Commission Arrangements'. It was published in April 2003 and the period for consultation responses closes on 10 October 2003. Please note that the consultation period has been extended and was originally due to close on 29 August 2003.
Introductory documents
Newsletter [ PDF | 41 KB | 4 pages ]
Press release:
FSA proposals on fund managers herald more accountability to investors
Consultation paper
CP176:
[ PDF | 65 KB | 1 pages ]
Erratum
CP176:
[ PDF | 191 KB | 54 pages ]
Bundled Brokerage and Soft Commission Arrangements
Response
PS05/9:
Bundled Brokerage and Soft Commission Arrangements - Feedback on CP05/5 and final rules
PS04/13:
Bundled Brokerage and Soft Commission Arrangements - Feedback on CP176
PS04/23:
Bundled brokerage and soft commission arrangements: Update on issues arsing
from PS04/13
Other relevant information
CP05/05:
Bundled brokerage and soft commission arrangements: Proposed rules
An Assessment of Soft Commission Arrangements and Bundled Brokerage Services in the UK [ PDF | 913 KB | 161 pages ]
Cost-Benefit Analysis of the FSA's Policy Propositions on Soft Commissions and Bundling [ PDF | 459 KB | 67 pages ]
