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The FSA's Consultation paper 174 is entitled 'Prudential and other requirements for mortgage firms and insurance intermediaries'. It was published in March 2003 and the period for consultation responses closes on 13 June 2003.

Introductory documents

Newsletter [ PDF | 50.1 KB | 6 pages ]

Press release:
FSA consults on regulatory framework for mortgages and general insurance

Addendums to CP174

This document was updated on 19 March with typographical and cross referencing corrections. The paragraphs that have changes are 1.6, 1.9, 3.6, 3.8, 5.31, 5.41, 5.50 (title), 6.4, 6.12, 6.85 and annex 6, page 2.
 
 On 27 March, pages 59A and 59B (dealing with amendments to COB 9 consequential to the client money proposals) were added to Annex 4 (Draft Handbook provisions). These amendments are the ones referred to in paragraph 6.41 of the consultation paper. These extra pages can be downloaded separately

Response

Policy statement :
Prudential and other requirements for mortgage firms and insurance intermediaries - Feedback on CP174 and ‘near final’ text

Other relevant information

CP04/4:
Mortgage firms and Insurance intermediaries: Funding of the Ombudsman and Compensation schemes

MGI Newsletter 14: [ PDF | 60 KB | 8 pages ]
A guide to final rules on the prudential and other requirements and extending the appointed representative regime (January 2004)

Mortgage and general insurance regulation

FSA Handbook