CP157: Examination Framework for Retail Financial Services (Investment Advice Strand 1)
The FSA's Consultation paper 157 is entitled 'Examination Framework for Retail Financial Services (Investment Advice Strand 1)'. It was published in November 2002 and the period for consultation responses closes on 31 March 2003.
Introductory documents
Newsletter [ PDF | 40.9 KB | 4 pages ]
Consultation paper
CP157: [ PDF | 553 KB | 84 pages ]
Examination Framework for Retail Financial Services (Investment Advice Strand 1)
Response
The deadline for submitting responses on this consultation has now closed.
Feedback Statement to CP157 - Examination Framework for Retail Financial Services
(Investment Advice Strand 1)
Other relevant information
Feedback Statement to DP9:
Examination Review
DP9:
Examination Review