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      • 2002

The FSA's Consultation paper 142 is entitled 'Operational risk systems and controls'. It was published in July 2002 and the period for consultation responses closes on 31 October 2002.

Introductory documents

Newsletter [ PDF | 40.2 KB | 4 pages ]

Press release:
Progress towards integrated prudential regulation

Response

Policy statement:
Integrated prudential sourcebook - Near–final text on prudential risks systems and controls

Policy statement:
Operational risk systems and controls - Feedback on CP142

Policy statement:
Building a framework for operational risk management: the FSA’s observations - Feedback on industry practice as we prepare to implement CP142

Other relevant information

CP140:
The Interim Prudential Sourcebooks for Insurers and Friendly Societies and the Lloyd’s Sourcebook - Guidance on Systems and Controls

CP115:
Integrated Prudential Sourcebook - timetable for implementation

CP97:
Integrated Prudential Sourcebook

FSA Handbook