The Exempt Professional Firms sourcebook
The FSA's Consultation paper 69 is entitled 'Section 43 firms – Prudential regime'. It was published in October 2000 and the period for consultation responses closes on 15 December 2000.
Please note, the helpline number printed in the newsletter below has now changed to 0845 608 2372.
Introductory documents
Newsletter [ PDF | 35.3 KB | 4 pages ]
Consultation paper
The Exempt Professional Firms Sourcebook [ PDF | 156 KB | 35 pages ]
Response
The deadline for submitting responses on this consultation has now closed.
Policy statement: The Professional Firms Sourcebook
Feedback to CP69
Other relevant information
CP112: Amendments to chapter 3 (Auditors) of the Supervision manual:
professional firms