Section 43 firms - Prudential regime
The FSA's Consultation paper 68 is entitled 'Section 43 firms – Prudential regime'. It was published in October 2000 and the period for consultation responses closes on 15 December 2000.
Please note, the helpline number printed in the newsletter below has now changed to 0845 608 2372.
Introductory documents
Newsletter [ PDF | 48.7 KB | 4 pages ]
Consultation paper
Section 43 firms – Prudential regime [ PDF | 204 KB | 25 pages ]
Response
The deadline for submitting responses on this consultation has now closed.
Other relevant information
Policy statement: The Interim Prudential Regime for Investment Firms
