CP54: The Investment Business Interim Prudential Sourcebook
The FSA's Consultation paper 54 is entitled 'The Investment Business Interim Prudential Sourcebook'. It was published in June 2000 and the period for consultation responses closes on 31 August 2000.
Please note, the helpline number printed in the newsletter below has now changed to 0845 608 2372.
Introductory documents
Newsletter [ PDF | 182 KB | 4 pages ]
Consultation paper
CP54: [ PDF | 205 KB | 44 pages ]
The Investment Business Interim Prudential Sourcebook
Draft Rules - Volume 1 of 2 [ PDF | 1.49 MB | 243 pages ]
Draft Rules - Volume 2 of 2 [ PDF | 1.36 MB | 391 pages ]
Addendum to CP54a: List of material differences between existing SRO rule chapters and draft IPRU (INV) rules [ PDF | 59.8 KB | 16 pages ]
Addendum to CP54a: Standard form documents [ PDF | 393 KB | 44 pages ]
Response
The deadline for submitting responses on this consultation has now closed.
Policy statement: The Interim Prudential Regime for Investment Firms