2010 2009 2008 2007 2006 2005 2004 2003 2002 2001 2000

Date Subject
December Reforming OTC Derivatives markets [PDF]
December Letter to ABI re cashless reinsurance and analogous arrangements [PDF]
December Delivering better regulatory outcomes – December 2009 final update [PDF]-
A joint FSA and OFT Action Plan
December Analysis of activity in the energy markets 2009 [PDF]
December Third-party capture - what you need to consider [PDF]
November Letter to ABI re Lloyds Banking Group capital [PDF]
October Treating customers fairly - structured investment products [PDF]
October Letter to Compliance Officers: Our Conduct of Business Sourcebook (COBS) projection rules for non-MiFID products [PDF]
October Senior Supervisors Group: Risk Management Lessons from the Global Banking Crisis of 2008 [PDF]
October Senior Supervisors Group: Self-Assessment Template - A Supplement to Risk Management Lessons from the Global Banking Crisis of 2008 [PDF]
October Impact of the proposed AIFM Directive across Europe [PDF]
September Guidelines on reporting of On-Exchange derivatives (AII and ISIN derivatives) [PDF]
September Transaction Reporting User Pack (TRUP) [PDF]
September The proposed transfers of the life insurance business of Commercial Union Life Assurance Company Limited, CGNU Life Assurance Limited and Norwich Union Life (RBS) Limited to Aviva Life & Pensions UK Limited
August Letter to Compliance Officers - Readiness for the new Banking Conduct Regime [PDF]
August Letter to the ISC: Shareholder engagement and the current regulatory regime [PDF]
August The Financial Services Authority (FSA) restates below its approach to giving guidance and the status of guidance
July Letter on behalf of the FSA and the FSCS to the British Bankers' Association, Building Societies Association, Association of Foreign Banks, Council of Mortgage Lenders and credit union associations - FSCS levies for deposit-taker defaults: implications for firms – Update [PDF]
June Mortgage arrears and repossessions handling
June Firm behaviour and incremental compliance costs [PDF]
June Retail Distribution Review proposals - Impact on market structure and competition [PDF]
June Estimation of Total Incremental Compliance Costs for RDR Proposals [PDF]
June Building Society Statistics for 2008
May Proportionality Study [PDF]
May FSA Final report and Appendices [PDF]
May Disclosure of Contracts for Difference - Questions & Answers [PDF]
April Core Tier 1 Capital - letter to British Banker's Association [PDF]
April Supplementary Annex to Good and poor practices in Key Features Documents [PDF]
April Response to Dr Vince Cable MP in respect of the FSA's regulation of the building society sector [PDF]
April FSA response to Rt Hon Alistair Darling MP on the FSA's supervision of Dunfermline [PDF]
April Post implementation review of the new use of dealing commission regime
April Letter to Compliance Officers re: Arranging adequate protection of clients' assets and money [PDF]
March Letter to Trade Associations on Individual Capital Guidance (ICG) and the financial resources rule (GENPRU 1.2.26R) [PDF]
March Decision by the Financial Services Authority on the applications of Scarborough Building Society and Skipton Building Society for confirmation of a Transfer of Engagements under Section 95 of the Building Societies Act 1986 [PDF]
March FSA draft code on remuneration practices
March Senior Supervisors Group Report on Credit Default Event Management [PDF]
February Supervisory Enhancement Programme: closing summary
February Letter on behalf of the FSA and FSCS to the Association of Foreign Bankers, the British Bankers’ Association, the Building Societies Association, to five credit union representative bodies, and to the Council of Mortgage Lenders - update on FSCS levies for deposit-taker defaults: implications for firms.
February Undertaking: Jarvis Investment Management Plc [PDF]
January Clarification of ICOBS Requirements Following Publication of the Final Report of the Competition Commission's Market Investigation into the Supply of PPI
January FSA response to Rt Hon John McFall MP on short-selling [PDF]
January Financial Crime - Perceptions Survey [PDF]
January Letter on behalf of the FSA and the FSCS to the British Bankers' Association, Building Societies Association and Association of Foreign Banks - FSCS levies for deposit-taker defaults: implications for firms. [PDF]
January Fast payout study - final report [PDF]
Report by Ernst & Young