2009 2008 2007 2006 2005 2004 2003 2002 2001 2000

Date Subject
December Mortgage quality of advice processes
December Responsible Lending project
December Distributor-influenced funds: Points for Authorised Corporate Directors, fund managers and platform providers to consider [PDF]
December Distributor-influenced funds: Points for distributors to consider [PDF]
December Decision by the Financial Services Authority on the applications of Barnsley Building Society and Yorkshire Building Society for confirmation of a transfer of engagements under Section 95 of the Building Societies Act 1986. [PDF]
December Conduct of Business sourcebook (COBS) post-implementation review: 2008 statement on interim findings
December Decision by the Financial Services Authority on the applications of Catholic Building Society and Chelsea Building Society for confirmation of a transfer of engagements under Section 95 of the Building Societies Act 1986 [PDF]
December Letter to shareholders: Unauthorised overseas brokers targeting UK consumers [PDF]
December Quality of advice on pension switching - A report on the findings of a thematic review [PDF]
December Decision by the Financial Services Authority on the applications of Cheshire Building Society and Nationwide Building Society for Confirmation of a Transfer of Engagements under Section 95 of the Building Societies Act 1986 [PDF]
November Regular Premium Insurance Policies: Further clarification on the ICOBS requirement to disclose total premium
November Analysis of activity in the energy markets 2008 [PDF]
November Costing Intermediary Services Financial Assessment of Investment Intermediaries [PDF]
Report for the Financial Services Authority prepared by Deloitte and Touche LLP
November A Basic Advice Regime Post-Implementation Review [PDF] (November 2008)
November The market for Basic Advice [PDF] (November 2008)
Report of research studies carried out by Volterra Consulting
November Decision by the Financial Services Authority on the applications of Derbyshire Building Socieity and Nationwide Building Society for confirmation of a Transfer of Engagements under Section 95 of the Building Societies Act 1986 [PDF]
November Credit write-backs - An articulation of the FSA's position [PDF]
November FSA update on the Treating Customers Fairly initiative and the December deadline [PDF]
November Undertaking: Abbey Life Assurance Company Limited [PDF]
September Provider mortgage examples
September ICE Futures Europe: notification under section 300B of the Financial Services and Markets Act 2000 [PDF]
September Towards evaluating consumer outcomes in the retail investment products market: A methodology [PDF]
September Payment Protection Insurance - A thematic update
September Pure Protection Contracts Product Sales Data (PSD) Trends Report 2008 [PDF]
September Retail Investments Product Sales Data (PSD) Trends Report 2008 [PDF]
September Mortgage Product Sales Data (PSD) Trends Report 2008 [PDF]
September Undertaking: UK Insurance Limited [PDF]
September A joint OFT and FSA publication: Credit advertising - a guide to dually-regulated advertisements [PDF]
August Mortgage effectiveness review: arrears findings [PDF]
July Joint FSA and HMT response to the European Commission's public consultation paper on changes to the decisions establishing CEBS, CEIOPS and CESR
July Benefits of Regulation: Effect of Charges Table and Reduction in Yield [PDF]
July Undertaking: Homecare Insurance Limited [PDF]
July Leaflet: Warning to shareholders - boiler room scams [PDF]
June Treating customers fairly: Progress update [PDF]
June Updated: Short Selling Instrument 2008 - issuers in a rights issue period [PDF]
June Short Selling Instrument 2008 - Frequently Asked Questions [PDF]
June Fairness of terms in consumer contracts: a visible factor in firms treating their customers fairly [PDF]
June Feedback on tripartite consultation document: operation of the Financial Services Compensation Scheme (FSCS) for deposit protection [PDF]
May Building Society Statistics for 2007 [PDF]
May Delivering better regulatory outcomes - May 2008 update [PDF]
A joint FSA and OFT Action Plan
May Undertaking: UK Underwriting Limited [PDF]
May Undertaking: Devitt Insurance Services Limited [PDF]
April Firm-level predictors of consumer loss through poor financial advice [PDF]
Independent research for the FSA by Europe Economics
April A market study of professional indemnity insurance for personal investment firms [PDF]
Independent research for the FSA by Frontier Economics Limited
April Report of the Financial Stability Forum on Enhancing Market and Institutional Resilience
April Leading-Practice Disclosures for Selected Exposures
April Major retail thematic work plan for 2008/2009 [PDF]
March The emissions trading market: risks and challenges [PDF]
March Mortgage effectiveness review Stage 2 Report [PDF]
March Mortgage effectiveness review: sub-prime and lifetime findings [PDF]
March The FSA's internal audit review of its supervision of Northern Rock, and the FSA management response
March Review of firms’ implementation of a risk-based approach to anti-money laundering (AML) [PDF]
March Observations on Risk Management Practices during the Recent Market Turbulence
January Use of dealing commission – results of thematic review [PDF]
January Treating Customers Fairly and UK Authorised Collective Investment Scheme Managers [PDF]