2008 2007 2006 2005 2004 2003 2002 2001 2000

Date Subject
December Finance in and at retirement – results of our review [PDF]
December Rates of return for FSA prescribed projections [PDF]
December FSA Mock Sales (PPI) - New ICOB Test [PDF]
Powerpoint presentation of the results of research carried out by Opinion Research Corporation International
December Experimental Evidence on Salesmanship, Mandatory Disclosure and the Purchase of Income and Loan Payment Protection Insurance [PDF]
Report by Professor David de Meza, Dr Bernd Irlenbusch and Professor Diane Reyniers of the London School of Economics and Political Science
December How we evaluate our performance - the Outcomes Performance Report and developments in our approach since 2002 [PDF]
December Letter of clarification: reattribution of inherited estates [PDF]
December The Treasury CommitteeFinancial Stability and Transparency Memorandum from the Financial Services Authority (FSA) and the Financial Services Compensation Scheme (FSCS) [PDF]
December FSA Simplification Plan update [PDF]
December CRA Report:
Commercial insurance commission disclosure: Market Failure Analysis and high level Cost Benefit Analysis [PDF]
November Islamic Finance in the UK: Regulation and Challenges [PDF]
November The proposed transfer of the with-profits annuities of The Equitable Life Assurance Society to the Prudential Assurance Company Limited
November Two month review of unauthorised overdraft charges complaints handling waiver [PDF]
November Treating customers fairly: measuring outcomes [PDF]
November Analysis of activity in the energy markets 2007 [PDF]
November 2007 Survey of the Persistency of Life and Pensions policies [PDF]
October Recent Turbulence in Global Financial Markets and Northern Rock's Liquidity Crisis Memorandum from the FSA to the Treasury Committee [PDF]
October Co-operation Arrangements between the Financial Services Authority and Lloyd's [PDF]
September Good and poor practices in Key Features Documents [PDF]
September Understanding the basics of the new Conduct of Business sourcebook (COBS) for retail markets [PDF]
September Reporting of Funds Under Management for Private Equity and Venture Capital Firms [PDF]
August Barclays Bank PLC, trading under the name of Woolwich (Barclays Bank PLC) [PDF]
August Undertaking: Hayburn Rock Associates Ltd [PDF]
July FSA process guide to decision making on Schemes of Arrangement for insurance firms
July FSA Decision Notice: Portman Building Society / Nationwide Building Society [PDF]
July Treating customers fairly - a guide to management information [PDF]
July Treating customers fairly - culture [PDF]
July Letter to the Chief Financial Officer / Finance Director of Listed Companies
Financial Reporting Procedures in Listed Companies [PDF]
July Automated Anti-Money Laundering Transaction Monitoring Systems [PDF]
July Good Practice Examples – Interest-only mortgages [PDF]
July Mortgages running into retirement Examples of good and poor practice for mortgage lenders [PDF]
June Oxera report:
Assessment of the benefits of the FSA suitability letter [PDF]
May CRA Report: An Empirical Investigation into the Effects of the Menu [PDF]
May Building Society Statistics for 2006
May The FSA's Pillar 2 assessment framework
May Insurance Sector Briefing: Quality of post-sale communications in the life sector and availability of ongoing advice to with-profits policyholders [PDF]
May Treating Customers Fairly Initiative: Progress Report [PDF]
April General Insurance Telephone Sales: Results of thematic work [PDF]
April Principles-based regulation - Focusing on the outcomes that matter [PDF]
March Growth in Commodity Investment: risks and challenges posed for commodity market participants [PDF]
March ICOB review
February Report by Europe Economics
The Training and Competence Sourcebook Review [PDF]
February Letter to the Independent Banking Code Review
FSA Submission to the 2007 Review of the Banking Code [PDF]
February Letter to regulated firms conducting lifetime mortgage business
Lifetime Mortgages - firms carrying out low volumes of business [PDF]
January Review of firms' approach to time barring mortgage endowment complaints (MECs) [PDF]
January Fairness of terms in consumer contracts: Statement of good practice on mortgage exit administration fees (MEAFs) [PDF]
January Market Wide Exercise 2006 Executive summary [PDF]