2008 20072006 2005 2004 2003 2002 2001 2000

Date Subject
December Analysis of activity in the energy markets 2006 [PDF]
December FSA Simplification Plan [PDF]
December Mortgage endowments: Delivering higher standards [PDF]
December Estimation of FSA third party administrative burdens [PDF]
November Compliance costs of proposed changes to the investment product disclosure regime [PDF]
November Insurance sector briefing: Risk management in insurers [PDF]
November The FSA's risk-based approach [PDF]
November Delivering better regulatory outcomes – an update. A joint FSA and OFT Action Plan [ PDF ]
November Market failure analysis and high level cost benefit analysis [PDF]
November Oxera report: A framework for assessing the benefits of financial regulation [PDF]
A report prepared for Financial Services Authority
November Mystery Shopping Guide [PDF]
November Undertaking from HSA / Simplyhealth Access [PDF]
November Undertaking from Britannic Assurance plc [PDF]
November Mesothelioma Compensation: amending the Financial Services Compensation Scheme - summary of responses [PDF]
Responses to a joint consultation by HM Treasury and the FSA
November Legal advice from the General Counsel's Division of the FSA in respect of the scope of the Best Execution obligation under MiFID [PDF]
November Business Continuity Management Practice Guide [PDF]
October Undertaking from London Scottish Bank plc [PDF]
October MiFID Implementation: Cost Survey of the UK Investment Industry [PDF]
October Bundled brokerage and soft commission arrangements: performance management framework - an update
Includes Oxera's report
September The sale of payment protection insurance – results of follow-up thematic work [PDF]
September Mortgage effectiveness review - Stage 1 Report [PDF]
September Mortgages advice and selling process: mystery shopping data table [PDF]
September Quantitative consumer research on the mortgage purchasing process [PDF]
September Contract Certainty in the insurance market - Record of meeting on 19 September 2006, between the industry and the FSA
September Mortgage endowment complaints: the quality of firms’ communications [PDF]
September Undertaking from Scottish Widows Bank plc [PDF]
September Mesothelioma compensation: Amending the Financial Services Compensation Scheme - A consultation [PDF]
A joint consultation by HM Treasury and the FSA
September Unfair contract terms: Statement from the Building Societies Association
September Marketing of foreign UCITS in the UK recognised under section 264 of the Financial Services and Markets Act 2000
August Implementing MiFID’s Client Categorisation requirements [PDF]
August The firm risk assessment framework [PDF] - Updated
August Trade Association Proposals for the Payment Protection Insurance (PPI) Market
Record of meeting on 31 July 2006 between trade associations and the FSA.
August Financial Promotions: Progress update and future direction [PDF]
July Concordat between the Office of Fair Trading and the Financial Services Authority [PDF]
July Treating customers fairly - Towards fair outcomes for consumers [PDF]
June Better Regulation Action Plan progress report [PDF]
June The cost of regulation study [PDF]
Report by Deloitte
June A framework for assessing the benfits of financial regulation [PDF]
Report by Oxera
June Estimation of FSA Administrative Burdens [PDF]
Report by Real Assurance
June Better Regulation Action Plan Progress Report [PDF]
June Contract Certainty in the insurance market - Record of meeting on 19 June 2006, between the industry and the FSA
June CPSS-IOSCO assessments of CRESTCo Limited and LCH.Clearnet Limited
June Information needed on firms in a financial crisis: 'Factbooks' - an update [PDF]
May

The sale of critical illness cover: results of thematic work [PDF]

May

Guide to Client Money for General Insurance Intermediaries [PDF]

April Delivering better regulatory outcomes - A joint FSA and OFT Action Plan [PDF]
April Trade Association Proposals for the Payment Protection Insurance (PPI) Market
Record of meeting on 6 April 2006 between trade associations and the FSA
April Letter to firms: Changes to our supervisory approach [PDF]
March Undertaking: PPP lifetime care plc, part of the AXA group of insurers [PDF]
March Contract certainty in the insurance market
Record of meeting on 21 March 2006 between the industry and the FSA
March Undertaking: Sippdeal Ltd [PDF]
March Undertaking: Tunbridge Wells Equitable Friendly Society Ltd [PDF]
March General insurance claims handling: Factsheet for general insurers and general insurance intermediaries [PDF]
February Firms’ High-Level Management of Fraud Risk [PDF]
February Letter to the IFA Defence Union [PDF]
January Lifetime Mortgages Update [PDF]