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Date

Format
001936 PS10-1 Publication of complaints data including feedback to CP09/21 £10 44 29-01-10 A4
001973 PS09/17: Close links - feedback on CP07/21. The reference for this document is £10 24 09-11-09 A4
001954 PS09/19: Review of the prudential rules for Personal Investment Firms (PIFs) - Feedback to CP08/20 and CP09/20 (Chapter 11). £20 112 06-11-09 A4
001969 PS09/18 - Financial Services Compensation Scheme reform Single customer view - verification £10 42 06-11-09 A4
001904 PS09/16: Strengthening liquidity standards including feedback on CP08/22, CP09/13, CP09/14 £40 319 06-10-09 A4
001854 PS09/15 - Reforming remuneration practices in financial services £10 67 12-08-09 A4
001865 PS09/14: The approved persons regime - significant influence function review £10 40 30-07-09 A4
001844 PS09/11: Banking and Compensation Reform - Feedback CP08/23, CP09/3, CP09/11 and CP09/16 £10 144 30-07-09 A4
001805 PS09/13 - With-profits funds - compensation and redress £10 23 24-07-09  
001841 PS09/12 Regulating Reclaim funds on Feedback on CP09/08 and final rules £10 52 24-07-09 A4
003391 PS09/10- Extension of the short selling disclosure obligation £10 17 29-06-09 A4
001758 PS09/9 - Regulating sale and rent back: an interim regime. £10 65 08-06-09 A4
001728 PS09/8 Consumer responsibility. £20 194 08-06-09 A4
001727 PS09/5 Fees and Levy policy and certain regulatory fee and levy rates 2009/10 £10 74 06-04-09 A4
001676 PS09/1 Temporary short selling measures £10 18 23-01-09 A4
001430 PS08/12 Sponsor regime: A targeted review £10 64 11-12-08 A4
001514 PS08/13 Decision Procedure and Penalties manual and Enforcement Guide Review £10 67 10-12-08 A4
001460 PS08/7: Simplifying Disclosure Information about services and costs £10 104 28-07-08 A4
001468 PS08/8: Financial Services Compensation Scheme: EEA branches of UK insurers £10 20 28-07-08 A4
001473 PS08/6 Implementation of the 8th Company Law Directive £10 28 03-07-08 A4
001246 PS07/23 Integrated Regulatory Reporting (IRR): Changes to reporting requirements affecting most firms - feedback to CP07/17 £10 152 12-12-07 A4
001311 PS07/22 External Assurance on Regulatory Returns - Including feedback on CP07/15 £10 28 10-12-07 A4
001310 PS07/21: Notification Obligations under the Investment Exchanges and Clearing Houses Act - including feedback on CP07/10 and final handbook text
 £10 22 7-12-07 A4
001174 PS07/20: Investment Entities Listing Review - Feedback on CP07/12 and final Handbook text £10 40 7-12-07 A4
002943 PS07/15 Best execution - Feedback on DP06/3 and CP06/19 (part)
 £10 44 8-Aug-07 A4
001077 PS07/14: Reforming Conduct of Business Regulation
 £10 140 31-Jul-07 A4
000824 PS07/12: Decision Procedure and Penalties Manual and the Enforcement Guide £20 270 31-Jul-07 A4
001045 PS07/13 The Training and Competence Sourcebook Review
 £10 58 30-Jul-07 A4
001108 PS07/10 Implementing the Regulatory Reform Order in relation to guidance £10 10 13-Jul-07 A4
001103 PS07/9 Treating Complainants Fairly - Feedback on CP06/19 (part) and made rules £10.00 56 July 07 A4
000870 PS07/8: Amendments to the Prospectus and Listing Rules - Feedback on CP06/17 and made rules £10.00 76 01-Jun-07 A4
184518078X PS04/1: Insurance selling and administration & other miscellaneous amendments - Feedback on CP187 and made text £40.00 341 20-Jan-04 A4
1845180887 PS04/2: Professional Indemnity Insurance for personal investment firms - Feedback on CP193 and made text £10.00 36 26-Jan-04 A4
184518095X PS04/3: Clarification and revision of Financial Promotion Rules and Guidance - Feedback on CP188 £10.00 50 02-Feb-04 A4
1845181042 PS04/4: The FSA's approach to implementing the Freedom of Information Act 2000 - Feedback to DP23 and our final publication scheme £10.00 44 26-Feb-04 A4
1845181220 PS04/5: Financial Services Compensation Scheme management expenses levy limit and other funding issues: Feedback and made text from CP209 £10.00 19 30-Mar-04 A4
1845181263 PS04/6: Conflicts of interest in investment research - Feedback on CP205 and made Handbook text £10.00 59 24-Mar-04 A4
1845181468 PS04/7: The CIS sourcebook - A new approach - Feedback on CP185 and made text £40.00 347 30-Mar-04 A4
1845181530 PS04/8: Regulatory reporting - a new integrated approach: Feedback on CP198 and made text £10.00 96 31-Mar-04 A4
1845181557 PS04/9: Reporting requirements for mortgage, insurance and investment firms, and audit requirements for insurance intermediaries - Feedback on CP197 and made text" £30.00 244 31-Mar-04 A4
1845181492 PS04/10: Amendments to the Training and Competence sourcebook: Feedback on CP194 £10.00 36 30-Apr-04 A4
1845181654 PS04/11: Implementation of the Distance Marketing Directive - Feedback on CP196 and made text £20.00 166 26-Apr-04 A4
1845181638 PS04/12: Implementation of the Insurance Mediation Directive for long-term insurance business - Feedback on CP201 and ‘near-final' rules £10.00 55 26-Apr-04 A4
1845181727 PS04/13: Bundled brokerage and soft commission arrangements - Feedback on CP176 £10.00 58 12-May-04 A4
1845181743 PS04/14: Regulation of long-term care insurance - Feedback on CP200 and made text £10.00 74 27-May-04 A4
1845181816 PS04/15: Consolidated policy statement on our fee raising arrangements £10.00 84 28-May-04 A4
1845181964 PS04/16: Integrated Prudential sourcebook for insurers £40.00 362 07-Jul-04 A4
1845181999A PS04/17: The Market Risk Module - Feedback on CP206 and ‘made' text £30.00 234 07-Jul-04 A4
184518260X PS04/18: Changes to the FSA's Complaints Scheme - Feedback on CP04/6 and made text £10.00 31 16-Jul-04 A4
1845182626 PS04/19: The identification of contracts of insurance - Feedback on CP150 and made text £10.00 42 19-Jul-04 A4
1845182642 PS04/20: Financial groups - Feedback on CP204 and made text £30.00 276 27-Jul-04 A4
1845182863 PS04/21: Regulatory fees relating to mortgage and insurance mediation regulation - Feedback on CP04/4 and CP04/9 and made text £10.00 60 25-Oct-04 A4
1845182928 PS04/22: A basic advice regime on the sale of stakeholder products - Feedback on CP04/11 and near-final text £10.00 86 05-Nov-04 A4
1845182952 PS04/23: Bundled brokerage and soft commission arrangements £10.00 22 10-Nov-04 A4
1845182979 PS04/24: Insurance groups - Supplementary feedback on CP204 and made text £10.00 50 22-Nov-04 A4
1845182995 PS04/25: Amendments to switch on the Integrated Prudential sourcebook as it applies to insurers - Feedback to CP04/13 £10.00 90 19-Nov-04 A4
1845182820 PS04/26: Child Trust Funds - Feedback on CP04/10 and made text £10.00 68 22-Nov-04 A4
1845183029 PS04/27: Reforming Polarisation: Implementation - Feedback on CP04/3 (A menu for being open with consumers) and made text £30.00 228 01-Dec-04 A4
184518307X PS04/28: Lloyd's: Integrated prudential requirements and changes to actuarial and auditing requirements - Including feedback on CP04/7, CP04/13 (part) and CP04/15 (part) and 'made text' £20.00 106 29-Dec-04 A4
1845183207 PS05/1: Treating with-profits policyholders fairly - Feedback on CP04/14 and made text £10.00 82 24-Feb-05 A4
1845183258 PS05/2: Insurance regulatory reporting: changes to the publicly available annual return for insurers - Feedback on CP202 and CP04/1 and made text £30.00 224 24-Feb-05 A4
1845183274 PS05/3: Implementation of the Market Abuse Directive £20.00 126 01-Mar-05 A4
1845183428 PS05/4: Implementation of the Simplified Prospectus requirements - Feedback on CP04/18 £10.00 84 04-May-05 A4
1845183444 PS05/5: Implications of a changing accounting framework - Feedback on CP04/17 and made text £10.00 93 04-May-05 A4
1845183495 PS05/6: Regulatory fees and levies 2005/06 - Including feedback on CP05/2 and made rules £20.00 112 01-Jun-05 A4
1845183541 PS05/7: Implementation of the Prospectus Directive - Feedback on CP04/16 and CP05/7 and near final Prospectus Rules £20.00 182 07-Jun-05 A4
1845183592 PS05/8: Consolidated Policy Statement on our fee-raising arrangements £20.00 106 20-Jun-05 A4
1845183746 PS05/9: Bundled brokerage and soft commission arrangements - Feedback on CP05/5 and final rules £10.00 38 26-Jul-05 A4
1845183851 PS05/10: Feedback on CP05/4 FSMA 2 year review £10.00 20 05-Oct-05 A4
1845183916 PS05/11: Enforcement Process Review. Handbook changes - Feedback on CP05/11 and made text £10.00 48 14-Oct-05 A4
1845184033 PS06/1: Reviewing our Money Laundering Regime - Feedback on Chapter 2 of CP05/10 and made text £10.00 52 27-Jan-06 A4R
011704556X PS100: Proposed Changes to the Listing Rules at N2. Feedback on CP100 and CP100a £10.00 22 12-Nov-01 A4
011704654X PS106: Disclosure: Trading an endowment policy and buying a pension annuity - Feedback on CP106 £10.00 35 02-May-02 A4
011704900X PS122: Stakeholder Pensions: Maintaining decision trees - Feedback on CP122 £10.00 59 30-Jul-02 A4
1845180321 PS155: Tier 1 capital for banks: Update to IPRU(BANK) - Feedback on CP155 and made text £10.00 44 24-Nov-03 A4
011704749X PS164: Investment companies (including investment trusts) Changes to the Listing Rules and the Conduct of Business Rules; Changes to the Model Code - Feedback on CP164 and made text £10.00 64 02-Oct-03 A4
1845180127 PS182: Changes to the Listing Rules to take account of the introduction of treasury shares - Feedback on CP182 and made text £10.00 55 21-Oct-03 A4
1845180356 PS183: Standardising past performance - Feedback on CP183 £10.00 33 23-Dec-03 A4
1845180526 PS191: The prohibition of insurance against financial penalties imposed by the FSA - Feedback on Chapter 2 of CP191 and made text £10.00 32 23-Dec-03 A4
1845180615 PS192: Further consultation on fees for mortgage firms and insurance intermediaries: Feedback and made text from CP192 £10.00 33 22-Dec-03 A4
9999021492 PS45/57: Conduct of Business Sourcebook. Chapters 1 to 6 £0.00 0 01-Feb-01 A4
9999021506 PS45/57: Conduct of Business Sourcebook Chapters 7 to 12 £0.00 0 01-Feb-01 A4
9999021158 PS48/PS66: The Lloyd's sourcebook: Feedback on CP48 & CP66 £30.00 281 08-May-01 A4
9999021166 PS48/PS66: The Lloyd's sourcebook: Final text £0.00 0 08-May-01 A4
9999021212 PS51/PS52: The Interim Prudential Sourcebook for Building Societies: Draft Rules - Building Societies (Volume 1) £0.00 0 31-Jan-01 A4
9999021220 PS51/PS52: The Interim Prudential Sourcebook for Building Societies: Draft Rules - Building Societies (Volume 2) £0.00 0 31-Jan-01 A4
9999021239 PS51/PS52: The Interim Prudential Sourcebook: Draft Rules - Banks (Volume 1) £0.00 0 31-Jan-01 A4
9999021247 PS51/PS52: The Interim Prudential Sourcebook: Draft Rules - Banks (Volume 2) £0.00 0 31-Jan-01 A4
9999021182 PS54/PS68: The Interim Prudential Regime for Investment Firms Feedback on CP54 and CP68 (section 43 firms) and ‘final' text £0.00 0 01-May-01 A4
9999021204 PS54/PS68: The Interim Prudential Regime for Investment Firms 'Final' text Volume 2 £0.00 0 01-May-01 A4
011704430X PS59/PS76: Code of Market Conduct: Feedback on CP59 and CP76 £10.00 92 04-May-01 A4
9999021611 PS62: The Collective Investment Scheme sourcebook 'Final' text of the CIS sourcebook and Schedules of Transitional Provisions, Derivations and Destinations £0.00 0 27-Jul-01 A4
011704508X PS89: Grandfathering Concessions and Individual Guidance: Feedback on CP89 and made text £10.00 20 06-Sep-01 A4
011704539X PS Credit Unions: Feedback on CP94 compensation and complaints and Feedback on CP107 Credit Unions Sourcebook £10.00 26 12-Feb-02 A4
011704427X PS (Reg): Enforcement manual 'final' text. Regulatory processes manuals (Authorisation, Supervision, Enforcement and Decision making) and Threshold conditions (Annex I) £40.00 312 31-May-01 A4
0117046477 PS101: Whistleblowing, the FSA & the financial services industry: Feedback on CP101 and made text £10.00 54 05-Apr-02 A4
0117046523 PSSplits: Split Capital Investment Trusts (Splits): Update report on FSA's enquiry into the Split Capital Investment Trust Market £40.00 31 24-May-02 A4
0117046663 PS123: The Interim Prudential sourcebooks for Insurers and Friendly Societies: Feedback on CP123 - Guidance on implicit items waivers and resilience reserves £10.00 27 24-May-02 A4
0117046817 PS115/97: Integrated Prudential Sourcebook – Feedback on CP115 (Integrated Prudential Sourcebook – timetable for implementation) and CP97 (Integrated Prudential Sourcebook) £20.00 107 07-Aug-02 A4
0117046833 PS104: The Authorisation manual - financial promotion and related issues - Further feedback on CP104 and 'made' text £20.00 113 13-Jun-02 A4
0117046914 PS131: Single pricing of collective investment schemes - Feedback on CP131 and 'made' text £10.00 35 29-Jul-02 A4
0117046957 PS126: The treatment of windfall benefits for the Personal Pensions Review, the FSAVC Review and mortgage endowment complaints: Feedback on CP126 and made text £10.00 38 01-Aug-02 A4
0117047015 PS_PRU: Integrated prudential sourcebook: Near–final text on prudential risks systems and controls £10.00 77 31-Oct-03 A4
0117047368 PS142: Building a framework for operational risk management: the FSA's observations - Feedback on industry practice as we prepare to implement CP142 £10.00 54 21-Jul-03 A4
0117047384 PS163: The UCITS Management Directive: Implementing the UCITS Amending Directive (2001/107/EC) - Feedback on CP163 and made text £10.00 97 29-Aug-03 A4
0117047406 PS159: Appointed representatives - extending the current regime. Feedback on CP159 and 'near final' rules £20.00 132 01-Feb-03 A4
0117041033 PS142: Operational risk systems and controls - Feedback on CP142 £10.00 24 24-Mar-03 A4
0117041092 PS149: Market abuse: Pre-hedging convertible and exchangeable bond issues - Feedback on CP149 and made text £10.00 21 06-May-03 A4
0117041130 PS148: The FSA's approach to the use of its powers under The Unfair Terms in Consumer Contracts regulations 1999. Feedback on CP148 and made text £10.00 40 01-Apr-03 A4
0117041971 PS46: Money Laundering: The FSA's new role Policy statement on consultation and decisions on Rules £10.00 60 17-Jan-01 A4
0117042005 PS54/PS68: The Interim Prudential Regime for Investment Firms Feedback on CP54 and CP68 (section 43 firms) and final text £70.00 618 01-May-01 A4
0117042285 PS58: Financial Services Compensation Scheme - Feedback on CP58 and 'final' text £20.00 116 19-Sep-01 A4
0117042315 PS62: The Collective Investment Scheme sourcebook £50.00 438 27-Jul-01 A4
0117042358 PS69: The Professional Firms Sourcebook: Feedback on CP69 £10.00 55 14-May-01 A4
0117042412 PS39: RIE and RCH sourcebook: Feedback on CP39 and 'final' text £20.00 157 19-Apr-01 A4
0117042803 PS71: General Provisions - Feedback on CP71 and 'final' text £10.00 32 20-Apr-01 A4
0117043036 PS144: A new regulatory approach to insurance firms' use of financial engineering - proposed changes to the regulatory returns for life insurers. Feedback on CP144 and made text - Form 9A £10.00 30 02-Jan-03 A4
0117043052 PS138: Disclosure of status under the Financial Services and Markets Act 2000 and use of the FSA logo. Feedback on CP138 and made text £10.00 56 31-Jan-03 A4
0117043915 PS31: High level standards for firms and individuals. Issues arising out of CP35 and CP26 £20.00 108 01-Jun-00 A4
0117043923 PS60: Feedback Statement to CP60: Training and Competence Sourcebook: Including the Training and Competence Sourcebook £10.00 88 01-Dec-00 A4
0117043931 PS32: Complaints handling arrangements. Response to CP49: A joint Policy Statement £10.00 75 01-Dec-00 A4
0117044091 PS167: With-profits governance and the role of actuaries in life insurers - Feedback on CP167, made and near-final text £20.00 103 27-Jun-03 A4
0117044156 PS168: Consolidated policy statement on the FSA's general policy framework for raising fees. Feedback up to and including CP168 £10.00 78 21-May-03 A4
0117044245 PS (Reg): Regulatory processes manuals (Authorisation, Supervision, Enforcement and Decision making) and Threshold conditions. Feedback on CP63 The Authorisation manual, CP64 The Supervision manual and CP65 The Enforcement manual and 'final' text and Consultation on supplementary notification rules for the Supervision manual (including Annexes A - F) £40.00 341 31-May-01 A4
0117044253 PS (Reg): Authorisation manual 'final' text. Regulatory processes manuals (Authorisation, Supervision, Enforcement and Decision making) and Threshold conditions (Annex G) £20.00 129 31-May-01 A4
0117044261 PS (Reg): Supervision manual 'final' text. Regulatory processes manuals (Authorisation, Supervision, Enforcement and Decision making) and Threshold conditions (Annex H) £50.00 468 31-May-01 A4
0117044288 PS (Reg): Decision making manual 'final' text. Regulatory processes manuals (Authorisation, Supervision, Enforcement and Decision making) and Threshold conditions (Annex J) £10.00 66 31-May-01 A4
0117044296 PS (Reg): Definitions 'final' text. Regulatory processes manuals (Authorisation, Supervision, Enforcement and Decision making) and Threshold conditions (Annex K) £0.00 0 31-May-01 A4
0117044326 PS75: Endowment Mortgage Complaints - Feedback on CP75 and final' text £10.00 49 31-May-01 A4
0117044385 PS45/57: Conduct of Business Sourcebook: Transitional arrangements. £60.00 554 26-Jul-01 A4
0117044490 PS Capital Ratios: Individual Capital Ratios for Banks £10.00 33 31-Jul-01 A4
0117044687 PS81: Proposed changes to the Listing Rules: Feedback on CP81 and 'made' text £10.00 46 20-Jul-01 A4
0117044806 PS84: Interim Prudential sourcebooks: Friendly Societies and Insurers - Feedback on CP84 £10.00 15 23-Jul-01 A4
0117044954 PS93: Investigation of complaints against the FSA: Feedback on CP93 £10.00 10 10-Sep-01 A4
0117045039 PS86: Financial Services Compensation Scheme Funding Rules - Feedback on CP86 and 'final' text £10.00 66 19-Sep-01 A4
0117045101 PS74/FS99: Dispute Resolution: the Complaints Sourcebook A joint FSA/FOS Policy Statement on CP74 and CP99 (including the made text of DISP 1-4 and 'final' text of DISP 5); and An FOS Consultation Paper on Transitional Case Fees £20.00 158 10-Oct-01 A4
0117045179 PS83: Inter-Professional firms: training and competence requirements for section 43 firms - Feedback on CP83 and 'made' text £10.00 13 04-Oct-01 A4
0117045233 PS96: The interim regulatory regime for Energy Market Participants (EMPs) - Feedback on CP96 and 'made' text £10.00 62 12-Oct-01 A4
0117045268 PS63: The Authorisation and Supervision manuals Feedback and made text: CP63, The Authorisation manual Chapter 5; CP64, The Supervision manual Chapters 13 and 14 (Regulatory Processes) £10.00 87 19-Oct-01 A4
0117045284 PS55: The Service Company Regime - Feedback on CP55 and 'made' text £10.00 25 12-Oct-01 A4
0117045306 PS87: Endorsement of the City Code on Takeovers and Mergers and the Rules Governing Substantial Acquisitions of Shares - Feedback on CP87 and 'made' text £10.00 33 24-Oct-01 A4
0117045411 PS103: Stakeholder pensions: data collection and analysis. Feedback on CP103 £10.00 61 19-Mar-02 A4
0117045454 PS105: Proposed changes to the listing rules. Feedback on CP105 and made text £10.00 33 03-Apr-02 A4
0117045519 PS153: Alternative Trading Systems - Feedback on CP153 and made text £10.00 85 03-Jul-03 A4
0117045543 PS112: Amendments to chapter 3 (Auditors) of the Supervision manual: Professional firms feedback on CP112 and 'made' text £10.00 21 12-Feb-02 A4
0117045624 PS91: The Supervision manual: Reports by skilled persons - Feedback on CP91 and 'made' text £10.00 12 12-Nov-01 A4
0117045667 PS108: Financial Services Compensation Scheme - Transitional Rules - response to CP108 £10.00 17 18-Dec-01 A4
0117045705 PS110: Insurance Business and Friendly Society Transfers: feedback on CP110 and 'made' text £10.00 51 13-Dec-01 A4
0117045748 PS88: Wholesale-Only Deposit-Takers: Feedback on CP88 and 'made' text £10.00 25 13-Dec-01 A4
0117045764 PS136: Individual capital adequacy standards - Feedback on CP136 £10.00 28 15-Jul-03 A4
0117045772 PS92: Proposed changes to the UK mechanism for disseminating regulatory information by listed companies - Feedback on CP92 and 'made' text £10.00 55 13-Dec-01 A4
0117045799 PS104: The Authorisation manual - Feedback on CP104 and 'made' text £10.00 33 13-Dec-01 A4
0117045861 PS25: The FSA's approach to giving general guidance to firms £10.00 9 18-Jan-02 A4
0117045918 PS111: Fee-raising arrangements: Feedback on CP111 £10.00 80 28-Jan-02 A4
0117045934 PS Fee Raising: Consolidated Policy Statement on our fee-raising arrangements £10.00 76 28-Jan-02 A4
0117046124 PS113: Proposed changes to IPRU(INV) appendix 57 & IPRU(BANK) chapter BC £10.00 11 24-Jan-02 A4
0117046248 PS117: The Regulation of Electronic Money Issuers £10.00 49 02-May-02 A4
0117046345 PS118: Reporting to the FSA - minor amendments - Response to CP118 and 'made' text £10.00 21 05-Apr-02 A4
0117046361 PS119: Financial Ombudsman Service general levy and supplementary levy 2002/03 - Feedback on CP119 £10.00 28 15-Apr-02 A4
0117046426 PS116: Amendment to IPRU(INS) 10.2(2) - Feedback on CP116 and 'made' text £10.00 11 05-Apr-02 A4
0117048097 PS Fee Raising 2: Consolidated policy statement on the FSA's general policy framework for raising fees: Including feedback on CP 56, 79, 95, 111 and 125 £10.00 74 13-Jun-02 A4
0117048178 PS114: Proposed Listing and Conduct of Business rules for securitised derivatives: Feedback on CP114 and made text £20.00 102 03-Jul-02 A4
0117048291 PS127: Credit Unions - Feedback on CP127 (credit unions: financial returns), designation of existing provisions, and deregulation measures £10.00 26 03-Jul-02 A4
0117048364 PS168: Consolidated policy statement on our fee raising framework As at July 2003 (including feedback on CP168)(ver 3.1) £10.00 88 21-Jul-03 A4
0117048607 PS158: Mortgage endowment complaints: Changes to time limits for making a complaint - Feedback on CP158 and made text £10.00 24 23-Jan-03 A4
0117048682 PS174: Prudential and other requirements for mortgage firms and insurance intermediaries: Feedback on CP174 and 'near final' text £30.00 280 09-Sep-03 A4
0117048836 PS180: Fees for mortgage firms and insurance intermediaries: Feedback and made text from CP180 £10.00 52 02-Oct-03 A4
0117048887 PS124: Market conduct sourcebook (specialist topics and frequently asked questions) - Feedback on CP124 £10.00 29 30-Jul-02 A4
0117048941 PS98: Feedback on CP98 (The Draft Mortgage sourcebook) £20.00 123 12-Aug-02 A4
0117049107 PS181: Implementation of the Solvency I Directives into the Interim Prudential sourcebooks for Insurers and Friendly Societies Feedback on CP181 and made text £10.00 86 29-Sep-03 A4
0117049212 PS129: Implementing the Electronic Commerce Directive - Feedback on CP129 £10.00 70 30-Aug-02 A4
0117049263 PS104: The Authorisation manual: miscellaneous changes (including oeics guidance) - Further feedback on CP104 and 'made' text £10.00 58 02-Oct-02 A4
0117049328 CP150: The Authorisation Manual - Consultation on Draft Guidance on the identification of contracts of insurance £10.00 21 28-Aug-02 A4
0117049352 PS173: Amendments to the Interim Prudential sourcebook for Investment Businesses chapter 5 rules on consolidated supervision - Feedback on CP173 and made text £10.00 60 17-Oct-03 A4
0117049379 PS177: Lloyd's policyholders: Review of compensation arrangements - including feedback on CP177 and made text £10.00 26 23-Oct-03 A4
0117049395 CP199: Miscellaneous amendments to the Handbook (No. 10) £20.00 186 20-Sep-03 A4
0117049425 CP157: Examination Framework for Retail Financial Services (Investment Advice Strand 1) £10.00 84 16-Dec-02 A4
0117049441 DP18: An ethical framework for financial services £10.00 20 28-Oct-02 A4
0117049514 PS133: Access to criminal records - Feedback on CP133 and made text £10.00 24 22-Dec-03 A4
0117049530 PS145: Interim Prudential sourcebooks: Insurers and Friendly Societies - Feedback on CP145 £10.00 96 10-Dec-02 A4
0117049654 PS134: Pension projections: Feedback on CP134 and made text £10.00 44 29-Oct-02 A4
0117049689 PS147: Implementation of the Fourth Motor Insurance Directive - Feedback on CP147 and 'made' text £10.00 34 06-Dec-02 A4
0117049700 PS135: New Collective Investment Scheme products: Implementing the UCITS Amending Directive (2001/108/EC), Limited Issue Funds, Guaranteed Funds - Feedback on CP135 and 'made' text £20.00 141 07-Nov-02 A4
0117049794 PS140: The Interim Prudential sourcebooks for Insurers and Friendly Societies and the Lloyd's sourcebook: Guidance on Systems and controls - Feedback on CP140 and 'made' text £10.00 38 03-Jan-03 A4
2636 PS06/4: Review of Compensation Scheme and Ombudsman Service limits and miscellaneous amendments to the Compensation sourcebook. £10.00 30 01-Jun-06 A4
1845180283 PS186: Regulating mortgage sales: final conduct of business rules Feedback on CP186 and made text (Volume 1) £70.00 605 10-Oct-03 A4
1845180283-V1 PS186: Regulating mortgage sales: final conduct of business rules Feedback on CP186 and made text (Volume 2) £0.00 0 10-Oct-03 A4
1845181999 PS51/PS52: The Interim Prudential Sourcebooks for Building Societies and Banks £120.00 1174 31-Jan-01 A4
2627 PS06/5: Bundled brokerage and soft commission arrangements for retail investment funds £10.00 18 30-Jun-06 A4
2678 PS06/6: Strengthening Capital Standards 2 - Feedback on CP06/3 £40.00 336 31-Jul-06 A4
2730 PS06/9: Single and dual pricing for authorised collective investment schemes. Feedback on CP06/7 £10.00 36 01-Oct-06 A4
2718 PS06/07: The regulation of personal pension schemes including SIPPs: Feedback on CP06/5 and made text £20.00 156 01-Sep-06 A4
2722 PS06/11: Implementation of the Transparency Directive £20.00 148 31-Oct-06 A4
2741 PS06/12/x : Regulation of Home Reversion and Purchase Plans Feedback on CP06/8 and final rules. £30.00 310 31-Oct-06 A4
2686 PS06/13: Organisational Systems and Controls: Common Platforms for Firms - Feedback on CP06/9 £20.00 188 30-Nov-06 A4
2778 PS07/2 - Implementing the Markets in Financial Instruments Directive (MiFID) £60.00 551 29-Jan-07 A4
2778-V1 PS07/2 - Implementing the Markets in Financial Instruments Directive (MiFID) - Annexe 3 £0.00 0 29-Jan-07 A4
000546 PS07/3 : Reforming the Approved Persons Regime. £10.00 48 29-Jan-07 A4
000536 PS07/1: Integrated Regulatory Reporting(IRR) Certain Investment Firms. £20.00 204 29-Jan-07 A4
000548 PS07/4: Reforming the Approved Persons Regime. £10.00 35 09-Mar-07 A4
000770 PS07/5: Perimeter Guidance Relation to MiFID Feedback on CP06/9 & CP06/14. £10.00 88 26-Mar-07 A4

000960

PS07/7: Consolidated policy statement on our fee raising arrangements and regulatory fees and levies 2007/08

£20.00

128

01-Jun-07

A4