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Stock code

Description

Price

Pages

Date

Format
001961 DP10-1 Consumer complaints (emerging risks and mass claims) £10 32 11-Mar-10 A4
001892 DP09/5: Enhancing financial reporting disclosures by UK credit institutions £10 64 26-Oct-09 A4
001798 DP 09/3: Mortgage Market Review £20 118 20-Oct-09 A4
003299 DP09/2; A regulatory response to the global banking crisis (supporting document to The Turner Review) £20 216 18-Mar-09 A4
001697 DP09-1 Short selling £10 74 09-Feb-09 A4
001386 DP08/3 Transparency as a Regulatory Tool £10 84 27-May-08 A4
001351 DP08/2 Transparency, disclosure and conflicts of interest in the commercial insurance market £10 46 25-Mar-08 A4
001175 DP08/1 A review of the Structure of the Listing Regime £10 76 17-Jan-08 A4
001268 DP07/7: Review of the liquidity requirement for banks and building societies £10 54 Dec-07 A4
001084 DP07/6: Definition of Capital £10 70 Dec-07 A4
2998 DP07/5: Review of the interaction of our solo group capital requirements - our findings £10 66 28-Sept-07 A4
001035 DP07/4 Review of the Prudential Rules for Personal Investment Firms £10.00 48 July 07 A4
001061 DP07/3 Trading of MTF shares: impact of proposed stamp duty changes £10.00 38 July 07 A4
1845181948 DP04/1: Projections review - The case for change £10.00 67 07-Jul-04 A4
1845183185 DP05/1: Integrated Regulatory Reporting (IRR) for deposit takers, principal position takers, and other investment firms subject to the Capital Requirements Directive £20.00 128 02-Mar-05 A4
1845183649 DP05/3: Wider-range Retail Investment Products - Consumer protection in a rapidly changing world £10.00 46 24-Jun-05 A4
1845183622 DP05/4: Hedge funds: A discussion of risk and regulatory engagement £10.00 74 24-Jun-05 A4
1845183819 DP05/5: Trading transparency in the UK secondary bond markets £20.00 128 05-Sep-05 A4
1845180348 DP23: The FSA's approach to implementing the Freedom of Information Act 2000 £10.00 38 28-Oct-03 A4
184518050X DP25: Development of transaction monitoring systems £10.00 26 02-Dec-03 A4
1845180151 DP26: Developing our policy on fraud and dishonesty £10.00 46 18-Dec-03 A4
0117042811 DP8: Single pricing of collective investment schemes: a review £10.00 49 24-Apr-01 A4
0117042862 DP7: Treating customers fairly after the point of sale £10.00 64 20-Jun-01 A4
0117043214 DP20: Issues for with-profits business arising from the Sandler Review £10.00 28 14-Feb-03 A4
0117043230 DP21: Implementation of the Distance Marketing Directive £10.00 48 10-Mar-03 A4
0117044563 DP6: The FSA's approach to the regulation of e-commerce £20.00 134 13-Jun-01 A4
0117045446 DP22: Reducing money laundering risk - Know Your Customer and anti-money laundering monitoring £10.00 54 19-Aug-03 A4
0117046043 DP12: The new regulatory reporting environment £10.00 43 24-May-02 A4
0117048380 DP13: UK implementation of the new Basel and EU capital adequacy standards £10.00 40 02-Aug-02 A4
0117049077 DP15: Investment research - Conflicts & other issues £10.00 48 21-Aug-02 A4
0117049115 DP24: Liquidity risk in the Integrated Prudential sourcebook: a quantitative framework £10.00 92 31-Oct-03 A4
0117049441 DP18: An ethical framework for financial services £10.00 20 28-Oct-02 A4
0117049611 DP19: Options for regulating the sale of simplified investment products £10.00 40 15-Jan-03 A4
1845184300 DP06/2: Financial Ombudsman Service Compulsory Jurisdiction:Funding Review. £10.00 60 01-May-06 A4
1845184327 DP06/3: Implementing MiFID's Best Execution Requirements. £10.00 60 01-May-06 A4
2625 DP06/4: The responsibilities of providers and distributors for fair treatment of customers £10.00 46 01-Sep-06 A4
000265 DP06/5: FSA Confirmation of Industry Guidance £10.00 30 01-Nov-06 A4
2753 DP06/6: Private Equity: A Discussion of Risk and Regulatory Engagement £10.00 101 01-Nov-06 A4