FSA Speakers

Information on who's who and senior management biographies.

Who's who in the FSA.

2007 2006 2005 2004 2003 2002 2001 2000 1999 1998 1997

Speaker Date Subject
Verena Ross 4 December London's Financial Markets and the FSA's approach to financial regulation
Clive Briault 4 December The Risk Outlook for Mortgage Lenders
Stephen Bland 4 December The Future of Distribution in Financial Services
Stephen Bland 30 November The Retail Distribution Review and the impact on the mortgage industry
Tony Katz 28 November Financial Promotions and More Principles-Based Regulation - Freedom and Responsibility
Mike Knight 21 November FSA's Continuing Obligations Regime
Hector Sants 21 November The FSA's retail agenda: working with the industry
Hector Sants 20 November Hedge Funds – Lessons from the recent market turmoil, a supervisor's perspective
Dan Waters 14 November Current regulatory issues and challenges for the funds industry
Clive Briault 8 November Regulatory challenges in a principles-based environment
Sarah Wilson 7 November HMT Insurance Summit
Hector Sants 7 November The UK approach to regulation
Clive Briault 6 November Some wider aspects of fairness
Sarah Wilson 6 November Treating customers fairly - an assessment of industry's performance against the consumer outcomes
Callum McCarthy 22 October Testing times for bankers and regulators
Callum McCarthy 20 October The Implications of Globalised Financial Markets of Regulation
Clive Briault 17 October London: Centre of Islamic Finance?
Hector Sants 17 October Looking ahead: FSA retail programme after MiFID
David Kenmir 16 October Compliance data requirements generated by EU Directives
Sarah Wilson 4 October Speech to the Association of Friendly Societies Annual Conference
David Kenmir 4 October Challenges for the FSA
Margaret Cole 4 October The FSA's approach to insider dealing
Clive Briault 28 September Markets, regulation and disputes
Philip Robinson 26 September Fraud conference: The FSA's perspective on insurance fraud
Callum McCarthy 21 September Mansion House speech
Clive Briault 20 September Some challenges for the asset management industry
Verena Ross 13 September FSA's regulatory approach in Europe and globally
Philip Robinson 5 September Crime in the Financial Markets
Amanda Bowe 4 September Examining the FSA's Retail Distribution Review: An update
Sarah Wilson 7 August Treating Customers Fairly - Principles-based regulation in practice
John Tiner 19 July CEO's speech at the FSA Annual Public Meeting
Katherine Webster 18 July Treating Customers Fairly and Fairness in Contract Terms
Stephen Bland 12 July Retail Distribution Review: Preparing the ground for debate
Nausicaa Delfas and Sarah Harding 11 July Principles-based regulation and Treating Customers Fairly
Philip Robinson 5 July Keynote address on anti money laundering and financial crime
John Tiner 2 July Reflections of a soon to be former regulator
Margaret Cole 29 June The FSA's Market Abuse Strategy: Prevention & Cure
Dan Waters 27 June Regulation can encourage the desired outcomes
Callum McCarthy 27 June Why the Retail Distribution Review matters
Clive Briault 27 June The future of retail distribution
Deidre Hutton 25 June Financial Education Matters – who should do it and who should pay?
Nausicaa Delfas 20 June

Financial Promotions: Principles in Action
Andrew Sykes 19 June

NEWCOB: The practical implications
Sarah Wilson 18 June

Reinsurance: challenges and the regulator's response
Thomas Huertas 6 June The Future of Retail Banking in the UK
Vernon Everitt 5 June Delivering Fair Outcomes for Consumers
Stephen Bland 24 May Towards excellence in regulation
Dan Waters 23 May The future of UK regulation
Clive Briault 23 May The FSA's retail agenda
Sally Dewar 22 May Market Abuse Policy & Enforcement in the UK
Stephen Bland 22 May Small firms - under the radar?
Mandy Spink 16 May Small mortgage advisers: Reasons to engage with the FSA
Katherine Webster 11 May Towards Fairer outcomes for consumers through principles-based regulation
John Tiner 10 May ABI Annual Conference
Clive Briault 10 May Principles-based regulation - moving from theory to practice
Verena Ross 9 May Managing risk in government and business
Callum McCarthy 4 May Why journalists matter
Vernon Everitt 27 April Regulators and the Ombudsman - the critical role of the Financial Ombudsman Service
Clive Briault 25 April The importance of personal finance education
Tony Katz 25 April The FSA's approach to supervising financial promotions under the New Principles-Based Requirements
John Tiner 24 April Harnessing the market through principles and disclosure
Clive Briault 23 April Principles-based regulation in the retail market
John Tiner 23 April Keynote address - MPBR conference
Clive Briault 20 April Risks in the mortgage market: A regulator's view
Michael Folger 19 April

UK Implementation of MiFID

John Tiner 18 April Developments in global derivatives markets: challenges for regulators
Callum McCarthy 18 April EU:US dialogue on financial services
Dan Waters 12 April Hedge funds - new regulatory challenges
Dan Waters 29 March FSA Regulation of Alternative Investments
Deirdre Hutton 28 March T&C in a principles-based world
Vernon Everitt 28 March Financial capability and education in Scotland
Callum McCarthy 24 March Trends in financial regulation in times of globalisation
Vernon Everitt 23 March Financial capability and inclusion - the FSA's role
John Tiner 21 March Principles-based regulation - looking to the future
Sarah Wilson 20 March Solvency 2
Sarah Wilson 19 March Treating Customers Fairly - Progress and Next Steps
Margaret Cole 17 March Insider Dealing in the City
Margaret Cole 14 March Enforcement briefing: BBA Conference
Nausicaa Delfas 14 March TCF and customer impact
Stuart King 14 March Payment Protection Insurance: Latest developments from the FSA
Dan Waters 12 March FSA regulation of alternative investments
Clive Briault 7 March More principles-based regulation and Treating Customers Fairly
Sarah Wilson 6 March ICAS refreshed: an FSA perspective
Callum McCarthy 5 March Institute of International Bankers
Callum McCarthy 27 February The world we live in
Dan Waters 27 February Keynote speech - AIC Conference
Sarah Wilson 27 February Supervision in a Principles Based World
Edna Young 20 February Fraud Management in the Financial Services Sector
Andrew Sykes 20 February MiFID for Asset Managers
Callum McCarthy 13 February Financial regulation: Myth and reality
Dan Waters Jan/Feb NEWCOB and more principles-based regulation
Thomas Huertas 31 January Counting on compliance: The implications of more principles-based regulation
Sally Dewar 25 January Private Equity: a Discussion of Risk and Regulatory Engagement
Margaret Cole 24 January FSA Investigations & Enforcement 2007: A Practitioner's Guide for Regulated Firms
John Tiner 22 January Annual Financial Crime Conference
Philip Robinson 22 January Annual Financial Crime Conference
Callum McCarthy 19 January Issues for financial supervisors in Europe - the decade to come
Dan Waters 18 January Opening up European markets for fund distribution:the impact of MiFID on UCITS distribution