| Speaker |
Date |
Subject |
| Nausicaa Delfas |
12 December |
Key Themes and Developments in Financial Advertising |
| Dan Waters |
8 December |
FSA consultation paper - Overview of the 'Reforming conduct of business regulation' CP |
| Dan Waters |
7 December |
Implementing principles based regulation |
| Callum McCarthy |
7 December |
Hedge funds: what should be the regulatory response? |
| Julian Adams |
7 December |
Capital efficiency, reinsurance and risk securitisations: new structures and the changing regulatory scene |
| Philip Robinson |
5 December |
Keynote address to the BBA's Annual Financial Crime Conference |
| Dan Waters |
5 December |
Mortgages Conduct of Business Rules Effectiveness Review |
| Sarah Wilson |
30 November |
Risk Management by Insurers |
| Vernon Everitt |
28 November |
The FSA's Financial Advertising Regime: a proactive and proportionate approach to consumer protection |
| Hector Sants |
23 November |
Implementing Best Execution Requirements in Different Markets for Different Clients |
| John Tiner |
22 November |
The mortgage market in the EU |
| John Tiner |
17 November |
Improving Market Confidence through a better multinational approach to auditing and accounting |
| Thomas Huertas |
16 November |
Facing uncertainty from a position of strength |
| Callum McCarthy |
16 November |
IOSCO Conference - opening speech |
| Vernon Everitt |
16 November |
Financial Capability - equipping consumers for the future |
| Clive Briault |
15 November |
Mortgage regulation - is it working? |
| Clive Briault |
15 November |
The FSA's agenda for 2007 |
| Vernon Everitt |
9 November |
Financial Capability - Making a real difference to consumers and the financial services industry |
| Callum McCarthy |
8 November |
Financial stability analysis in the UK |
| Clive Briault |
7 November |
Making a real difference to consumers through more principles-based regulation |
| Clive Briault |
2 November |
Retail distribution review: Scope, priorities and approach |
Bruce Robson
(on behalf of Dan Waters) |
2 November |
Developments in the Retail Financial Services Market |
| Callum McCarthy |
31 October |
Principles-based regulation – what does it mean for the industry? |
| Paul Sharma |
19 October |
Solvency 2 - the way forward |
| Dan Waters |
19 October |
FSA Regulation and Hedge Funds: An Effective and Proportionate Approach for a Dynamic, International Marketplace |
| John Tiner |
18 October |
Financial capability: Making a difference |
| Margaret Cole |
17 October |
The UK FSA: Nobody does it better? |
| John Tiner |
13 October |
Principles based regulation: the EU context |
| John Tiner |
11 October |
UK’s Leading Role in the Adoption of International Initiatives |
| Hector Sants |
9 October |
Regulation of commodity markets |
| Sarah Wilson |
5 October |
A view from Canary Wharf |
| John Tiner |
2 October |
In search of efficient, orderly and fair markets |
| Roger Hillyer |
3 October |
Improving the FSA Authorisation process, preparing for the authorisation of the operators of self-invested personal pensions (SIPPs) |
| Sarah Wilson |
28 September |
The regulator's expectations - delivering improved outcomes for consumers |
| Callum McCarthy |
26 September |
Mansion House speech |
| Hector Sants |
22 September |
Hedge funds, regulators and emerging markets |
| John Tiner |
21 September |
Treating customers fairly |
| Clive Briault |
19 September |
Progress of Community Development Financial Institutions |
| Thomas Huertas |
19 September |
One down, two to go? Challenges facing the global derivatives industry |
| Callum McCarthy |
18 September |
The challenge of Basel II for regulators |
| Callum McCarthy |
16 September |
Is the present business model bust? |
| Vernon Everitt |
15 September |
Update on complaints handling |
| Vernon Everitt |
14 September |
The FSA's regulatory approach and raising financial capability through the workplace |
| John Tiner |
12 September |
Are we heading towards over regulation? |
| Philip Robinson |
6 September |
The risks posed by economically motivated crime |
| Philip Robinson |
27 July |
Effective AML - The UK story |
| John Tiner |
27 July |
Chief Executive’s remarks at FSA Annual Public Meeting |
| Clive Briault |
24 July |
Treating Customers Fairly and more principles-based regulation |
| Sarah Wilson |
19 July |
Treating Customers Fairly - Towards fair outcomes for consumers |
| Clive Briault |
17 July |
Financial Capability in the workplace |
| Callum McCarthy |
21 June |
The future regulation of financial services |
| Margaret Cole |
16 June |
Efficiency versus Fairness? |
| John Tiner |
16 June |
Keynote address - Enforcement Law Conference |
| Sarah Wilson |
15 June |
Regulatory priorities in a principles-based world |
| John Tiner |
14 June |
Review of retail distribution in the UK |
| Callum McCarthy |
13 June |
Regulation and Islamic finance |
| John Tiner |
13 June |
The role of the regulator and the responsibility of the buyer in the insurance chain |
| Stephen Bland |
8 June |
Retrospective action by the regulator - past, present and future |
| Philip Robinson |
6 June |
The importance of senior management responsibility and the transition to a risk-based approach. |
| Hector Sants |
5 June |
Market abuse and conflicts of interest: The FSA approach |
| Clive Briault |
5 June |
Retail banking: Challenges and opportunities |
| Thomas Huertas |
1 June |
The regulatory platform of choice |
| Callum McCarthy |
25 May |
AMI Annual Dinner |
| Sam Tymms |
19 May |
Treating Customers Fairly (TCF) |
| Sally Dewar |
17 May |
Preventing and combating market abuse |
| Christina Sinclair |
15 May |
Organisational systems & controls: A common platform for firms |
| Hector Sants |
15 May |
MiFID Conference - Keynote speech |
| Thomas Huertas |
12 May |
Good riddance and great opportunity: Can the distressed debt market be both? |
| Sarah Wilson |
11 May |
The future of life insurance: Greater transparency and fairness |
| John Tiner |
9 May |
Better regulation: objective or oxymoron |
| Philip Robinson |
2 May |
Impacts of the new Joint Money Laundering Steering Group (JMLSG) Guidance for the regulation of financial institutions |
| Thomas Huertas |
26 April |
Credit derivatives: Boon to mankind or accident waiting to happen? |
| Hector Sants |
26 April |
The importance of contract certainty |
| Sarah Wilson |
26 April |
Rethinking life insurance - Embedding the new regulatory regime: ICAs, with-profits and closed funds |
| Margaret Cole |
11 April |
Enforcement: Priorities and issues for 2006 |
| John Tiner |
6 April |
Solvency II – The way forward |
| John Tiner |
6 April |
Regulators' convergence perspectives |
| Callum McCarthy |
31 March |
IIF Panel on Balanced Regulation |
| Vernon Everitt |
31 March |
Delivering change: our plans to raise the UK's financial capability |
| John Tiner |
30 March |
Listing Rules reform and the FSA's approach to Better Regulation |
| John Tiner |
28 March |
Welcome and introduction to Financial Capability in the UK |
| Clive Briault |
28 March |
Delivering change: our plans for financial capability |
| Dan Waters |
28 March |
FSA Priorities for the Asset Management Sector |
| Thomas Huertas |
24 March |
The future of banking regulation and supervision |
| Sarah Wilson |
23 March |
Treating Customers Fairly - latest FSA developments |
| Rosemary Hilary |
21 March |
FSA's firm specific implementation work including Pillar 2 |
| Hector Sants |
21 March |
Overview of the FSA's implementation proposals |
| Clive Briault |
20 March |
Treating Customers Fairly |
| Hector Sants |
20 March |
The wholesale insurance market and the regulatory platform of choice |
| John Tiner |
20 March |
Principles-based regulation and what it means for insurers |
| Alison Hewitt |
17 March |
General insurance claims handling review |
| Dan Waters |
16 March |
Hedge funds: Are their returns plausible? |
| Vernon Everitt |
9 March |
Transact, the national forum for financial inclusion - 'Promoting Financial Capability' |
| John Tiner |
8 March |
Young adults and financial capability |
| Vernon Everitt |
22 February |
Developments in the Retail Markets - financial capability, financial promotions and treating customers fairly |
| Callum McCarthy |
13 February |
Risk Based Regulation: The FSA's Experience |
| Callum McCarthy |
10 February |
What does caveat emptor mean in the retail market for financial services? |
| Clive Briault |
7 February |
Delivering a step change in financial capability |
| Callum McCarthy |
7 February |
A regulator's view of the risks in current markets |
| Hector Sants |
6 February |
The importance of having highly skilled individuals in the financial services industry |
| Andrew Whittaker |
31 January |
Professional and financial regulation - conflict or convergence? |
| Margaret Cole |
18 January |
Enforcement priorities and issues for 2006 |
| David Strachan |
10 January |
Contract certainty - "Deal now, detail sooner?" |
