| Ref. |
Date |
Subject |
| FSA/PN/050/2010 |
19 March |
Financial Services Authority confirms Chelsea Building Society merger with the Yorkshire Building Society |
| FSA/PN/049/2010 |
17 March |
FSA Chairman discusses potential for new macroprudential policy tools to manage credit and asset price instability |
| FSA/PN/048/2010 |
17 March |
FSA publishes Business Plan for 2010/11 |
| FSA/PN/047/2010 |
16 March |
FSA bans trader for 'mis-marking' |
| FSA/PN/046/2010 |
15 March |
FSA and Police contact 1,000 share fraud targets after seizing another boiler room ‘master list’ |
| FSA/PN/045/2010 |
15 March |
Husband and Wife Charged with Insider Dealing - third suspect arrested in Mayotte |
| FSA/PN/044/2010 |
12 March |
FSA CEO outlines new conduct regulation strategy - consumer protection through early intervention |
| FSA/PN/043/2010 |
11 March |
Former Cazenove broker sentenced to 21 months in prison for insider dealing |
| FSA/PN/042/2010 |
11 March |
New joint committee proposed to enhance consumer protection |
| FSA/PN/041/2010 |
10 March |
Former Cazenove partner found guilty of insider dealing |
| FSA/PN/040/2010 |
10 March |
FSA publishes Financial Risk Outlook |
| FSA/PN/039/2010 |
9 March |
FSA update on PPI reforms |
| FSA/PN/038/2010 |
3 March |
FSA fines IFA director £49,000 for putting customers at risk of receiving poor pension switching advice |
| FSA/PN/037/2010 |
2 March |
FSA fines and bans Bromley mortgage broker for submitting fraudulent mortgage applications |
| FSA/PN/036/2010 |
1 March |
FSA finalises new framework for financial penalty-setting |
| FSA/PN/035/2010 |
25 February |
FSA fines national financial advice firm £700,000 for failings relating to Lehman-backed structured product sales |
| FSA/PN/034/2010 |
24 February |
FSA issues warning about new share scam |
| FSA/PN/033/2010 |
24 February |
FSA censures Park Row, announces a customer redress exercise up to £7.8m and fines former CEO £49,000 |
| FSA/PN/032/2010 |
23 February |
FSA returns £270,000 to victims of share fraud |
| FSA/PN/031/2010 |
18 February |
Glasgow stock broker firm fined £101,500 |
| FSA/PN/030/2010 |
17 February |
Semperian Limited Partnership pleads guilty to change in control offence |
| FSA/PN/029/2010 |
17 February |
FSA takes robust action against Wills & Co to stop it putting customers at risk |
| FSA/PN/028/2010 |
16 February |
Three Turkish oil company executives fined £1.16m for market abuse |
| FSA/PN/027/2010 |
15 February |
FSA bans London based mortgage broker for incompetence and failing to prevent mortgage fraud |
| FSA/PN/026/2010 |
15 February |
FSA chairman says past assumptions about the benefits of unlimited financial services liberalisation and innovation have to be challenged |
| FSA/PN/025/2010 |
12 February |
FSA announces annual funding requirement for 2010/11 |
| FSA/PN/024/2010 |
5 February |
Director banned by FSA for Client Money failings |
| FSA/PN/023/2010 |
4 February |
FSA bans West London mortgage broker for submitting fraudulent applications |
| FSA/PN/022/2010 |
3 February |
FSA bans hedge fund manager and fines him £140,000 for 'mis-marking' |
| FSA/PN/021/2010 |
1 February |
SEC and UK FSA Hold Fifth Meeting of the SEC-FSA Strategic Dialogue |
| FSA/PN/020/2010 |
1 February |
FSA targets small cap sales practices |
| FSA/PN/019/2010 |
1 February |
FSA and Police launch 'Operation WARN' to prevent thousands of people from becoming victims of share fraud |
| FSA/PN/018/2010 |
29 January |
FSA confirms plan for publishing information on firms’ complaints handling |
| FSA/PN/017/2010 |
29 January |
Three arrested in FSA insider dealing investigation |
| FSA/PN/016/2010 |
29 January |
FSA introduces further protections for sale and rent back customers |
| FSA/PN/015/2010 |
28 January |
FSA outlines latest steps to address corporate governance at firms |
| FSA/PN/014/2010 |
27 January |
Derbyshire firm and its two partners fined a total of £49,000 |
| FSA/PN/013/2010 |
26 January |
FSA sets out new steps to ensure that borrowers in arrears are treated fairly and to reduce levels of mortgage fraud |
| FSA/PN/012/2010 |
21 January |
FSA outlines concerns about firms’ handling of clients’ money and assets |
| FSA/PN/011/2010 |
21 January |
FSA Chairman calls for close engagement between accounting standard setters and prudential regulators of banks |
| FSA/PN/010/2010 |
20 January |
FSA fines Standard Life £2.45m for serious systems and controls failures |
| FSA/PN/009/2010 |
20 January |
FSA fines and bans Bolton mortgage broker for failing to act with competence and capability |
| FSA/PN/008/2010 |
19 January |
Insurance fraudster banned by FSA for deceiving customers out of almost £400k |
| FSA/PN/007/2010 |
18 January |
FSA removes director's approval to hold senior positions for two years |
| FSA/PN/006/2010 |
14 January |
FSA bans insurance broker for failing in his duties as a director |
| FSA/PN/005/2010 |
12 January |
FSA takes action against London mortgage broker for lack of openness and co-operation with the regulator |
| FSA/PN/004/2010 |
11 January |
Research analyst and spread better friend committed market abuse, says Tribunal |
| FSA/PN/003/2010 |
7 January |
FSA fines Northern Ireland mortgage firm for failing to prevent fraud and bans one of its partners |
| FSA/PN/002/2010 |
6 January |
FSA starts criminal proceedings against former iSOFT directors |
| FSA/PN/001/2010 |
5 January |
FSA appoints consumer senior advisor |
