| Date |
Ref |
Subject |
| 24 Apr 2010 |
|
FSA imposes public censure on Mandrake Associates and prohibits director for failings in mortgage endowment complaints handling |
| 30 Dec 2008 |
FSA/PN/158/2008 |
FSA re-appoints Tim Herrington as Regulatory Decisions Committee chairman |
| 24 Dec 2008 |
FSA/PN/157/2008 |
Financial Services Authority confirms Barnsley Building Society merger with the Yorkshire Building Society |
| 23 Dec 2008 |
FSA/PN/156/2008 |
Two mortgage brokers banned for misleading the FSA |
| 19 Dec 2008 |
FSA/PN/154/2008 |
FSA to explore more widely the issue of consumer responsibility |
| 19 Dec 2008 |
FSA/PN/155/2008 |
FSA fines two individuals for market abuse |
| 19 Dec 2008 |
FSA/PN/153/2008 |
FSA consults on changes to the rules for approved persons |
| 16 Dec 2008 |
FSA/PN/152/2008 |
FSA confirms Catholic Building Society merger with the Chelsea Building Society |
| 11 Dec 2008 |
FSA/PN/151/2008 |
Oxfordshire businessman fined £35,000 for lying about FSA authorisation |
| 11 Dec 2008 |
FSA/PN/150/2008 |
FSA response to Practitioner Panel survey |
| 10 Dec 2008 |
FSA/PN/149/2008 |
Egg fined £721,000 and will compensate PPI customers |
| 08 Dec 2008 |
FSA/PN/148/2008 |
Shareholders: Your personal details might be on a database shared by fraudsters |
| 05 Dec 2008 |
FSA/PN/147/2008 |
FSA takes action to address pension transfer advice failings |
| 05 Dec 2008 |
FSA/PN/145/2008 |
FSA confirms Cheshire Building Society merger with the Nationwide Building Society |
| 05 Dec 2008 |
FSA/PN/146/2008 |
Barnsley and Yorkshire Building Societies: merger confirmation hearing |
| 04 Dec 2008 |
FSA/PN/144/2008 |
FSA consults on liquidity rules for banks, building societies and investment firms |
| 01 Dec 2008 |
FSA/PN/143/2008 |
Clearer segments will help improve listing regime |
| 28 Nov 2008 |
FSA/PN/142/2008 |
FSA asks mortgage firms to review arrears and repossessions practice |
| 27 Nov 2008 |
FSA/PN/141/2008 |
FSA publishes proposed changes to Personal Investment Firms' prudential requirements |
| 27 Nov 2008 |
FSA/PN/140/2008 |
FSA move allows separate deposit protection limits |
| 25 Nov 2008 |
FSA/PN/139/2008 |
FSA's Retail Distribution Review proposals seek to establish a new level of consumer trust and confidence |
| 21 Nov 2008 |
FSA/PN/137/2008 |
Insurance agents banned for illegal trading |
| 21 Nov 2008 |
FSA/PN/138/2008 |
FSA confirms Derbyshire Building Society merger with the Nationwide Building Society |
| 19 Nov 2008 |
FSA/PN/135/2008 |
Insurance Directors banned for failing to ensure firm complied with client money rules |
| 19 Nov 2008 |
FSA/PN/136/2008 |
FSA welcomes Financial Services Skills Council's work to raise standards |
| 18 Nov 2008 |
FSA/PN/134/2008 |
FSA bans director Peter King and his firm New Forest Mortgage Company Ltd |
| 13 Nov 2008 |
FSA/PN/133/2008 |
Former UK ambassador and Belgian businessman fined for market abuse |
| 12 Nov 2008 |
FSA/PN/130/2008 |
FSA statement on the Treating Customers Fairly initiative |
| 12 Nov 2008 |
FSA/PN/131/2008 |
FSA concludes its review of insurance comparison websites |
| 12 Nov 2008 |
FSA/PN/132/2008 |
Cheshire and Nationwide Building Societies: merger confirmation hearing |
| 11 Nov 2008 |
FSA/PN/129/2008 |
FSA fines AWD Chase de Vere Wealth Management Ltd £1.12 million for mis-selling |
| 10 Nov 2008 |
FSA/PN/128/2008 |
FSA calls for greater international cooperation to tackle boiler room fraud |
| 05 Nov 2008 |
FSA/PN/127/2008 |
FSA bans mortgage brokers for advice failings |
| 04 Nov 2008 |
FSA/PN/126/2008 |
FSA consults on regulating retail banking conduct of business |
| 29 Oct 2008 |
FSA/PN/125/2008 |
FSA fines firm and MLRO for money laundering controls failings |
| 23 Oct 2008 |
FSA/PN/123/2008 |
FSA publishes contracts for difference feedback statement |
| 23 Oct 2008 |
FSA/PN/124/2008 |
FSA bans Lancashire broker for failing to insure consumers |
| 22 Oct 2008 |
FSA/PN/122/2008 |
Public Statement on the 30 day review of FSA's short selling measures |
| 20 Oct 2008 |
FSA/PN/121/2008 |
Half-a-million expectant parents across the UK to receive free financial guide from the FSA this year |
| 16 Oct 2008 |
FSA/PN/118/200 |
Two directors of mortgage firm are fined £60,000 |
| 16 Oct 2008 |
FSA/PN/119/2008 |
FSA fines mortgage broker for advice failings |
| 16 Oct 2008 |
FSA/PN/120/2008 |
FSA and HMT launch Moneymadeclear campaign to help people stay in control of their money |
| 09 Oct 2008 |
FSA/PN/117/2008 |
FSA fines two firms for advice failings in sales of geared traded endowment policies |
| 08 Oct 2008 |
FSA/PN/116/2008 |
Derbyshire and Nationwide Building Societies: merger confirmation hearing |
| 07 Oct 2008 |
FSA/PN/115/2008 |
Alliance & Leicester to pay £7 million fine for PPI failings |
| 03 Oct 2008 |
FSA/PN/114/2008 |
Compensation scheme to cover savers' claims up to £50,000 |
| 02 Oct 2008 |
FSA/PN/113/2008 |
FSA fines York based investment firm £28,000 for advice failings |
| 30 Sep 2008 |
FSA/PN/112/2008 |
FSA update on its review of the sale of PPI |
| 30 Sep 2008 |
FSA/PN/111/2008 |
FSA censures two directors for poor compliance and sales practices |
| 29 Sep 2008 |
FSA/PN/109/2008 |
FSA expects firms to ensure suitable advice on transfers into SIPPs |
| 25 Sep 2008 |
FSA/PN/108/2008 |
Lender fined £1.12 million for exposing borrowers to financial loss |
| 23 Sep 2008 |
FSA/PN/106/2008 |
Universities call in the FSA Money Doctors as research shows a third of students are constantly overdrawn |
| 23 Sep 2008 |
FSA/PN/107/2008 |
FSA announces the appointment of two senior advisors |
| 19 Sep 2008 |
FSA/PN/105/2008 |
Insider Dealing: Two charged at City of Westminster Magistrates Court |
| 18 Sep 2008 |
FSA/PN/102/2008 |
FSA statement on short positions in financial stocks |
| 18 Sep 2008 |
FSA/PN/104/2008 |
FSA Chairman addresses Lord Mayor's City Banquet |
| 18 Sep 2008 |
FSA/PN/103/2008 |
Callum McCarthy: Comments on short positions in financial stocks |
| 08 Sep 2008 |
FSA/PN/101/2008 |
Hedge Fund manager sanctioned by FSA for Market abuse |
| 08 Sep 2008 |
FSA/PN/100/2008 |
FSA censure for Coventry mortgage broker |
| 04 Sep 2008 |
FSA/PN/099/2008 |
FSA fines mortgage firm £63,000 for serious regulatory failures |
| 02 Sep 2008 |
FSA/PN/098/2008 |
The FSA bans three directors for misusing client money |
| 28 Aug 2008 |
FSA/PN/097/2008 |
FSA consults on Payment Services Directive Handbook changes |
| 21 Aug 2008 |
FSA/PN/096/2008 |
FSA fines five motor dealers for PPI failings |
| 20 Aug 2008 |
FSA/PN/095/2008 |
FSA bans financial adviser for pension transfers failings |
| 19 Aug 2008 |
FSA/PN/094/2008 |
FSA issues alert about investor scam |
| 13 Aug 2008 |
FSA/PN/093/2008 |
FSA puts a stop to illegal UK based share scheme |
| 13 Aug 2008 |
FSA/PN/092/2008 |
FSA fines Credit Suisse £5.6m for systems and controls failings |
| 12 Aug 2008 |
FSA/PN/091/2008 |
FSA bans Doncaster mortgage broker for involvement in fraud |
| 11 Aug 2008 |
FSA/PN/090/2008 |
FSA bans and fines mortgage broker £100,000 for mortgage fraud |
| 08 Aug 2008 |
FSA/PN/089/2008 |
Investors to get money back from celebrity-endorsed betting syndicate |
| 07 Aug 2008 |
FSA/PN/088/2008 |
FSA announces change to RDR timetable |
| 05 Aug 2008 |
FSA/PN/087/2008 |
FSA reiterates call for firms to treat customers fairly in current market conditions |
| 01 Aug 2008 |
FSA/PN/086/2008 |
FSA concludes HBOS rumours investigation |
| 31 Jul 2008 |
FSA/PN/085/2008 |
FSA calls for the fair treatment of annuity customers |
| 30 Jul 2008 |
FSA/PN/083/2008 |
Liverpool Victoria Banking Services to pay £840,000 fine plus compensation to PPI customers following FSA investigation |
| 30 Jul 2008 |
FSA/PN/084/2008 |
FSA provides preliminary view of Aviva's proposed reattribution offer |
| 29 Jul 2008 |
FSA/PN/082/2008 |
Arrests made in major FSA insider dealing investigation |
| 28 Jul 2008 |
FSA/PN/080/2008 |
FSA fines Hastings £735,000 for not treating customers fairly |
| 28 Jul 2008 |
FSA/PN/081/2008 |
FSA appoints Jon Pain as Managing Director, Retail Markets |
| 25 Jul 2008 |
FSA/PN/079/2008 |
FSA to simplify guidance on investment disclosure |
| 24 Jul 2008 |
FSA/PN/078/2008 |
Insider dealing: Financial Services Authority prosecutes Mr Malcolm Calvert |
| 23 Jul 2008 |
FSA/PN/077/2008 |
FSA welcomes Government proposals on credit unions and announces plans to toughen regulatory policy |
| 23 Jul 2008 |
FSA/PN/076/2008 |
FSA fines PMSG Insurance Services Ltd £35,000 and withdraws approval for its compliance officer for mortgage advice breaches |
| 21 Jul 2008 |
FSA/PN/075/2008 |
Financial Services Authority to consult on changes to the Disclosure and Transparency Rules |
| 21 Jul 2008 |
FSA/PN/073/2008 |
FSA grants new waiver to firms on complaints handling |
| 18 Jul 2008 |
FSA/PN/072/2008 |
FSA calls Money Guidance 'summit' |
| 16 Jul 2008 |
FSA/PN/071/2008 |
FSA bans mortgage partners for serious regulatory failures |
| 15 Jul 2008 |
FSA/PN/070/2008 |
FSA fines a mortgage firm £11,900 and bans adviser in relation to false mortgage applications |
| 10 Jul 2008 |
FSA/PN/069/2008 |
Former broker banned and fined £16,000 for dishonesty and using high pressure sales tactics |
| 09 Jul 2008 |
FSA/PN/068/2008 |
FSA bans and fines mortgage broker for serious regulatory failures |
| 08 Jul 2008 |
FSA/PN/067/2008 |
Companies urged to help protect shareholders from 'boiler room' scams |
| 07 Jul 2008 |
FSA/PN/066/2008 |
New help for people managing money worries |
| 07 Jul 2008 |
FSA/PN/065/2008 |
FSA bans and fines mortgage broker £129,000 for involvement in mortgage fraud |
| 02 Jul 2008 |
FSA/PN/064/2008 |
Contracts for Difference Policy Update |
| 01 Jul 2008 |
FSA/PN/063/2008 |
FSA fines IT professional £85,000 for market abuse |
| 30 Jun 2008 |
FSA/PN/061/2008 |
Firms urged to intensify efforts to meet December deadline to consistently treat customers fairly |
| 30 Jun 2008 |
FSA/PN/062/2008 |
FSA publishes Annual Report for 2007/08 |
| 26 Jun 2008 |
FSA/PN/060/2008 |
FSA bankrupts 'boiler room' accomplice |
| 23 Jun 2008 |
FSA/PN/059/2008 |
FSA launches payment protection insurance comparison tables |
| 17 Jun 2008 |
FSA/PN/058/2008 |
Stockbroking firm fined £77,000 for weak data security controls |
| 13 Jun 2008 |
FSA/PN/057/2008 |
Financial Services Authority introduces disclosure regime for significant short positions in companies undertaking rights issues |
| 12 Jun 2008 |
FSA/PN/056/2008 |
Woolworths fined £350,000 for Disclosure Rule and Listing Principle breaches |
| 10 Jun 2008 |
FSA/PN/055/2008 |
FSA fines Chepstow mortgage broker for failures relating to self certification mortgages |
| 05 Jun 2008 |
FSA/PN/054/2007 |
Update on the thematic review of controls over inside information |
| 04 Jun 2008 |
FSA/PN/053/2007 |
Three senior advisors from industry join FSA |
| 04 Jun 2008 |
FSA/PN/053/2007 |
FSA seeks to close down UK's largest illegal 'landbanking' scheme |
| 03 Jun 2008 |
FSA/PN/050/2008 |
FSA launches 'can do' money website inspired by young adults for young adults |
| 03 Jun 2008 |
FSA/PN/051/2008 |
FSA consults on change to with-profits rules |
| 02 Jun 2008 |
FSA/PN/049/2008 |
FSA publishes final regulatory fees and levies for 2008/09 |
| 30 May 2008 |
FSA/PN/048/2008 |
Financial Services Compensation Scheme Board appointments |
| 29 May 2008 |
FSA/PN/047/2008 |
New FSA travel insurance regulation will protect consumers |
| 27 May 2008 |
FSA/PN/046/2008 |
FSA publishes industry feedback on liquidity requirements |
| 27 May 2008 |
FSA/PN/046/2008 |
FSA launches debate on increasing transparency in regulation |
| 23 May 2008 |
FSA/PN/044/2008 |
New Financial Services Consumer Panel Chairman appointed |
| 22 May 2008 |
FSA/PN/042/2008 |
Mortgage broker censured for financial promotions and sales-related failings |
| 22 May 2008 |
FSA/PN/043/2008 |
FSA fines three mortgage brokers for poor mortgage sales procedures |
| 21 May 2008 |
FSA/PN/ 041/2008 |
FSA fines insurance firm £640,000 for call centre failings |
| 15 May 2008 |
FSA/PN/ 040/2008 |
FSA fines Thinc Group £900,000 for sub-prime record keeping failings |
| 12 May 2008 |
FSA/PN/039/2008 |
FSA fines Land of Leather and its Chief Executive for PPI failings |
| 08 May 2008 |
FSA/PN/038/2008 |
FSA calls for all insurance comparison websites to provide consumers with clear, fair and not misleading information |
| 07 May 2008 |
FSA/PN/037/2008 |
Hector Sants speaks at the Building Societies Association Annual Conference |
| 29 Apr 2008 |
FSA/PN/035/2008 |
FSA publishes an RDR Interim Report and feedback on the review of personal investment firms' prudential requirements |
| 29 Apr 2008 |
FSA/PN/036/2008 |
FSA publishes Market Watch 26 |
| 24 Apr 2008 |
FSA/PN/034/2008 |
Do more to protect customers' personal details, warns FSA |
| 23 Apr 2008 |
FSA/PN/033/2008 |
Naguib Kheraj to advise FSA |
| 09 Apr 2008 |
FSA/PN/032/2008 |
Third party administrator fined £525,000 for customer document failings |
| 02 Apr 2008 |
FSA/PN/031/2008 |
FSA fines stockbroker £122,500 for poor sales practices |
| 31 Mar 2008 |
FSA/PN/030/2008 |
Mortgage review findings will help shape future of FSA regime |
| 31 Mar 2008 |
FSA/PN/029/2008 |
FSA confirms principles-based approach to platforms |
| 26 Mar 2008 |
FSA/PN/028/2008 |
FSA moves to enhance supervision in wake of Northern Rock |
| 20 Mar 2008 |
FSA/PN/027/2008 |
FSA publishes discussion paper on information transparency in the commercial insurance market |
| 19 Mar 2008 |
FSA/PN/024/2008 |
Management changes at the FSA |
| 19 Mar 2008 |
FSA/PN/026/2008 |
FSA warns on market abuse |
| 19 Mar 2008 |
FSA/PN/025/2008 |
FSA fines firm for inadequate capital and for providing misleading information |
| 14 Mar 2008 |
FSA/PN/023/2008 |
FSA suspends registration of Ethnic Mutual Ltd |
| 11 Mar 2008 |
FSA/PN/022/2008 |
FSA publishes commentary on systems and controls, in light of the Société Générale 'rogue trader' |
| 10 Mar 2008 |
FSA/PN/021/2008 |
FSA appoints two new Directors |
| 06 Mar 2008 |
FSA/PN/019/2008 |
FSA launches consultation on the sponsor regime |
| 06 Mar 2008 |
FSA/PN/020/2008 |
FSA helps investors get £1million back from boiler rooms |
| 03 Mar 2008 |
FSA/PN/016/2008 |
FSA to lead 'pathfinder project' delivering a national money guidance service |
| 03 Mar 2008 |
FSA/PN/017/2008 |
FSA publishes new rules on telephone recording |
| 03 Mar 2008 |
FSA/PN/018/2008 |
FSA campaign to help homeowners worried about meeting their mortgage repayments |
| 27 Feb 2008 |
FSA/PN/015/2008 |
Hector Sants underlines commitment to risk-based regulation |
| 26 Feb 2008 |
FSA/PN/014/2008 |
FSA appoints Alexander Justham as Director of Markets |
| 22 Feb 2008 |
FSA/PN/013/2008 |
Further progress on access for retail customers to alternative investments |
| 19 Feb 2008 |
FSA/PN/012/2008 |
FSA proposes further simplification of investment advice disclosure |
| 13 Feb 2008 |
FSA/PN/011/2008 |
'Fake' Stockbroker sentenced to 15 months |
| 11 Feb 2008 |
FSA/PN/010/2008 |
FSA bans broker and fines him £21,000 for dishonesty and misleading customers |
| 06 Feb 2008 |
FSA/PN/009/2008 |
Financial Services Authority publishes its 2008/9 Business Plan |
| 29 Jan 2008 |
FSA/PN/008/2008 |
FSA publishes its 2008 Financial Risk Outlook |
| 22 Jan 2008 |
FSA/PN/006/2008 |
Insider Dealing: Two appear at City of London Magistrates' Court |
| 22 Jan 2008 |
FSA/PN/007/2008 |
FSA's enhanced strategy for small firms begins |
| 21 Jan 2008 |
FSA/PN/005/2008 |
Northern Rock |
| 16 Jan 2008 |
FSA/PN/004/2008 |
FSA fines HFC Bank £1.085 million for PPI failings |
| 14 Jan 2008 |
FSA/PN/003/2008 |
FSA publishes a review of the structure of the Listing Regime |
| 14 Jan 2008 |
FSA/PN/002/2008 |
FSA fines stockbroker £250,000 for using high pressure sales tactics |
| 10 Jan 2008 |
FSA/PN/001/2008 |
FSA appoints Sally Dewar as Managing Director, Wholesale |
