| Ref. |
Date |
Subject |
| FSA/PN/158/2008 |
30 December |
FSA re-appoints Tim Herrington as Regulatory Decisions Committee chairman |
| FSA/PN/157/2008 |
24 December |
Financial Services Authority confirms Barnsley Building Society merger with the Yorkshire Building Society |
| FSA/PN/156/2008 |
23 December |
Two mortgage brokers banned for misleading the FSA |
| FSA/PN/155/2008 |
19 December |
FSA fines two individuals for market abuse |
| FSA/PN/154/2008 |
19 December |
FSA to explore more widely the issue of consumer responsibility |
| FSA/PN/153/2008 |
19 December |
FSA consults on changes to the rules for approved persons |
| FSA/PN/152/2008 |
16 December |
FSA confirms Catholic Building Society merger with the Chelsea Building Society |
| FSA/PN/151/2008 |
11 December |
Oxfordshire businessman fined £35,000 for lying about FSA authorisation |
| FSA/PN/150/2008 |
11 December |
FSA response to Practitioner Panel survey |
| FSA/PN/149/2008 |
10 December |
Egg fined £721,000 and will compensate PPI customers |
| FSA/PN/148/2008 |
8 December |
Shareholders: Your personal details might be on a database shared by fraudsters |
| FSA/PN/147/2008 |
5 December |
FSA takes action to address pension transfer advice failings |
| FSA/PN/146/2008 |
5 December |
Barnsley and Yorkshire Building Societies: merger confirmation hearing |
| FSA/PN/145/2008 |
5 December |
FSA confirms Cheshire Building Society merger with the Nationwide Building Society |
| FSA/PN/144/2008 |
4 December |
FSA consults on liquidity rules for banks, building societies and investment firms |
| FSA/PN/143/2008 |
1 December |
Clearer segments will help improve listing regime |
| FSA/PN/142/2008 |
28 November |
FSA asks mortgage firms to review arrears and repossessions practice |
| FSA/PN/141/2008 |
27 November |
FSA publishes proposed changes to Personal Investment Firms' prudential requirements |
| FSA/PN/140/2008 |
27 November |
FSA move allows separate deposit protection limits |
| FSA/PN/139/2008 |
25 November |
FSA's Retail Distribution Review proposals seek to establish a new level of consumer trust and confidence |
| FSA/PN/138/2008 |
21 November |
FSA confirms Derbyshire Building Society merger with the Nationwide Building Society |
| FSA/PN/137/2008 |
21 November |
Insurance agents banned for illegal trading |
| FSA/PN/136/2008 |
19 November |
FSA welcomes Financial Services Skills Council's work to raise standards |
| FSA/PN/135/2008 |
19 November |
Insurance Directors banned for failing to ensure firm complied with client money rules |
| FSA/PN/134/2008 |
18 November |
FSA bans director Peter King and his firm New Forest Mortgage Company Ltd |
| FSA/PN/133/2008 |
13 November |
Former UK ambassador and Belgian businessman fined for market abuse |
| FSA/PN/132/2008 |
12 November |
Cheshire and Nationwide Building Societies: merger confirmation hearing |
| FSA/PN/131/2008 |
12 November |
FSA concludes its review of insurance comparison websites |
| FSA/PN/130/2008 |
12 November |
FSA statement on the Treating Customers Fairly initiative |
| FSA/PN/129/2008 |
11 November |
FSA fines AWD Chase de Vere Wealth Management Ltd £1.12 million for mis-selling |
| FSA/PN/128/2008 |
10 November |
FSA calls for greater international cooperation to tackle boiler room fraud |
| FSA/PN/127/2008 |
5 November |
FSA bans mortgage brokers for advice failings |
| FSA/PN/126/2008 |
4 November |
FSA consults on regulating retail banking conduct of business |
| FSA/PN/125/2008 |
29 October |
FSA fines firm and MLRO for money laundering controls failings |
| FSA/PN/124/2008 |
23 October |
FSA bans Lancashire broker for failing to insure consumers |
| FSA/PN/123/2008 |
23 October |
FSA publishes contracts for difference feedback statement |
| FSA/PN/122/2008 |
22 October |
Public Statement on the 30 day review of FSA's short selling measures |
| FSA/PN/121/2008 |
20 October |
Half-a-million expectant parents across the UK to receive free financial guide from the FSA this year |
| FSA/PN/120/2008 |
16 October |
FSA and HMT launch Moneymadeclear campaign to help people stay in control of their money |
| FSA/PN/119/2008 |
16 October |
FSA fines mortgage broker for advice failings |
| FSA/PN/118/2008 |
16 October |
Two directors of mortgage firm are fined £60,000 |
| FSA/PN/117/2008 |
9 October |
FSA fines two firms for advice failings in sales of geared traded endowment policies |
| FSA/PN/116/2008 |
8 October |
Derbyshire and Nationwide Building Societies: merger confirmation hearing |
| FSA/PN/115/2008 |
7 October |
Alliance & Leicester to pay £7 million fine for PPI failings |
| FSA/PN/114/2008 |
3 October |
Compensation scheme to cover savers’ claims up to £50,000 |
| FSA/PN/113/2008 |
2 October |
FSA fines York based investment firm £28,000 for advice failings |
| FSA/PN/112/2008 |
30 September |
FSA update on its review of the sale of PPI |
| FSA/PN/111/2008 |
30 September |
FSA censures two directors for poor compliance and sales practices |
| FSA/PN/109/2008 |
29 September |
FSA expects firms to ensure suitable advice on transfers into SIPPs |
| FSA/PN/108/2008 |
25 September |
Lender fined £1.12 million for exposing borrowers to financial loss |
| FSA/PN/107/2008 |
23 September |
FSA announces the appointment of two senior advisors |
| FSA/PN/106/2008 |
23 September |
Universities call in the FSA Money Doctors as research shows a third of students are constantly overdrawn |
| FSA/PN/105/2008 |
19 September |
Insider Dealing: Two charged at City of Westminster Magistrates Court |
| FSA/PN/104/2008 |
18 September |
FSA Chairman addresses Lord Mayor's City Banquet |
| FSA/PN/103/2008 |
18 September |
Callum McCarthy: Comments on short positions in financial stocks |
| FSA/PN/102/2008 |
18 September |
FSA statement on short positions in financial stocks |
| FSA/PN/101/2008 |
8 September |
Hedge Fund manager sanctioned by FSA for Market abuse |
| FSA/PN/100/2008 |
8 September |
FSA censure for Coventry mortgage broker |
| FSA/PN/099/2008 |
4 September |
FSA fines mortgage firm £63,000 for serious regulatory failures |
| FSA/PN/098/2008 |
2 September |
The FSA bans three directors for misusing client money |
| FSA/PN/097/2008 |
28 August |
FSA consults on Payment Services Directive Handbook changes |
| FSA/PN/096/2008 |
21 August |
FSA fines five motor dealers for PPI failings |
| FSA/PN/095/2008 |
20 August |
FSA bans financial adviser for pension transfers failings |
| FSA/PN/094/2008 |
19 August |
FSA issues alert about investor scam |
| FSA/PN/093/2008 |
13 August |
FSA puts a stop to illegal UK based share scheme |
| FSA/PN/092/2008 |
13 August |
FSA fines Credit Suisse £5.6m for systems and controls failings |
| FSA/PN/091/2008 |
12 August |
FSA bans Doncaster mortgage broker for involvement in fraud |
| FSA/PN/090/2008 |
11 August |
FSA bans and fines mortgage broker £100,000 for mortgage fraud |
| FSA/PN/089/2008 |
8 August |
Investors to get money back from celebrity-endorsed betting syndicate |
| FSA/PN/088/2008 |
7 August |
FSA announces change to RDR timetable |
| FSA/PN/087/2008 |
5 August |
FSA reiterates call for firms to treat customers fairly in current market conditions |
| FSA/PN/086/2008 |
1 August |
FSA concludes HBOS rumours investigation |
| FSA/PN/085/2008 |
31 July |
FSA calls for the fair treatment of annuity customers |
| FSA/PN/084/2008 |
30 July |
FSA provides preliminary view of Aviva’s proposed reattribution offer |
| FSA/PN/083/2008 |
30 July |
Liverpool Victoria Banking Services to pay £840,000 fine plus compensation to PPI customers following FSA investigation |
| FSA/PN/082/2008 |
29 July |
Arrests made in major FSA insider dealing investigation |
| FSA/PN/081/2008 |
28 July |
FSA appoints Jon Pain as Managing Director, Retail Markets |
| FSA/PN/080/2008 |
28 July |
FSA fines Hastings £735,000 for not treating customers fairly |
| FSA/PN/079/2008 |
25 July |
FSA to simplify guidance on investment disclosure |
| FSA/PN/078/2008 |
24 July |
Insider dealing: Financial Services Authority prosecutes Mr Malcolm Calvert |
| FSA/PN/077/2008 |
23 July |
FSA welcomes Government proposals on credit unions and announces plans to toughen regulatory policy |
| FSA/PN/076/2008 |
23 July |
FSA fines PMSG Insurance Services Ltd £35,000 and withdraws approval for its compliance officer for mortgage advice breaches |
| FSA/PN/075/2008 |
21 July |
Financial Services Authority to consult on changes to the Disclosure and Transparency Rules |
| FSA/PN/074/2008 |
21 July |
FSA imposes public censure on Mandrake Associates and prohibits director for failings in mortgage endowment complaints handling |
| FSA/PN/073/2008 |
21 July |
FSA grants new waiver to firms on complaints handling |
| FSA/PN/072/2008 |
18 July |
FSA calls Money Guidance 'summit' |
| FSA/PN/071/2008 |
16 July |
FSA bans mortgage partners for serious regulatory failures |
| FSA/PN/070/2008 |
15 July |
FSA fines a mortgage firm £11,900 and bans adviser in relation to false mortgage applications |
| FSA/PN/069/2008 |
10 July |
Former broker banned and fined £16,000 for dishonesty and using high pressure sales tactics |
| FSA/PN/068/2008 |
9 July |
FSA bans and fines mortgage broker for serious regulatory failures |
| FSA/PN/067/2008 |
8 July |
Companies urged to help protect shareholders from 'boiler room' scams |
| FSA/PN/066/2008 |
7 July |
New help for people managing money worries |
| FSA/PN/065/2008 |
7 July |
FSA bans and fines mortgage broker £129,000 for involvement in mortgage fraud |
| FSA/PN/064/2008 |
2 July |
Contracts for Difference Policy Update |
| FSA/PN/063/2008 |
1 July |
FSA fines IT professional £85,000 for market abuse |
| FSA/PN/062/2008 |
30 June |
FSA publishes Annual Report for 2007/08 |
| FSA/PN/061/2008 |
30 June |
Firms urged to intensify efforts to meet December deadline to consistently treat customers fairly |
| FSA/PN/060/2008 |
26 June |
FSA bankrupts 'boiler room' accomplice |
| FSA/PN/059/2008 |
23 June |
FSA launches payment protection insurance comparison tables |
| FSA/PN/058/2008 |
17 June |
Stockbroking firm fined £77,000 for weak data security controls |
| FSA/PN/057/2008 |
13 June |
Financial Services Authority introduces disclosure regime for significant short positions in companies undertaking rights issues |
| FSA/PN/056/2008 |
12 June |
Woolworths fined £350,000 for Disclosure Rule and Listing Principle breaches |
| FSA/PN/055/2008 |
10 June |
FSA fines Chepstow mortgage broker for failures relating to self certification mortgages |
| FSA/PN/054/2008 |
5 June |
Update on the thematic review of controls over inside information |
| FSA/PN/053/2008 |
4 June |
Three senior advisors from industry join FSA |
| FSA/PN/052/2008 |
4 June |
FSA seeks to close down UK's largest illegal 'landbanking' scheme |
| FSA/PN/051/2008 |
3 June |
FSA consults on change to with-profits rules |
| FSA/PN/050/2008 |
3 June |
FSA launches 'can do' money website inspired by young adults for young adults |
| FSA/PN/049/2008 |
2 June |
FSA publishes final regulatory fees and levies for 2008/09 |
| FSA/PN/048/2008 |
30 May |
Financial Services Compensation Scheme Board appointments |
| FSA/PN/047/2008 |
29 May |
New FSA travel insurance regulation will protect consumers |
| FSA/PN/046/2008 |
27 May |
FSA publishes industry feedback on liquidity requirements |
| FSA/PN/045/2008 |
27 May |
FSA launches debate on increasing transparency in regulation |
| FSA/PN/044/2008 |
23 May |
New Financial Services Consumer Panel Chairman appointed |
| FSA/PN/043/2008 |
22 May |
FSA fines three mortgage brokers for poor mortgage sales procedures |
| FSA/PN/042/2008 |
22 May |
Mortgage broker censured for financial promotions and sales-related failings |
| FSA/PN/041/2008 |
21 May |
FSA fines insurance firm £640,000 for call centre failings |
| FSA/PN/040/2008 |
15 May |
FSA fines Thinc Group £900,000 for sub-prime record keeping failings |
| FSA/PN/039/2008 |
12 May |
FSA fines Land of Leather and its Chief Executive for PPI failings |
| FSA/PN/038/2008 |
8 May |
FSA calls for all insurance comparison websites to provide consumers with clear, fair and not misleading information |
| FSA/PN/037/2008 |
7 May |
Hector Sants speaks at the Building Societies Association Annual Conference |
| FSA/PN/036/2008 |
29 April |
FSA publishes Market Watch 26 |
| FSA/PN/035/2008 |
29 April |
FSA publishes an RDR Interim Report and feedback on the review of personal investment firms’ prudential requirements |
| FSA/PN/034/2008 |
24 April |
Do more to protect customers' personal details, warns FSA |
| FSA/PN/033/2008 |
23 April |
Naguib Kheraj to advise FSA |
| FSA/PN/032/2008 |
9 April |
Third party administrator fined £525,000 for customer document failings |
| FSA/PN/031/2008 |
2 April |
FSA fines stockbroker £122,500 for poor sales practices |
| FSA/PN/030/2008 |
31 March |
Mortgage review findings will help shape future of FSA regime |
| FSA/PN/029/2008 |
31 March |
FSA confirms principles-based approach to platforms |
| FSA/PN/028/2008 |
26 March |
FSA moves to enhance supervision in wake of Northern Rock |
| FSA/PN/027/2008 |
20 March |
FSA publishes discussion paper on information transparency in the commercial insurance market |
| FSA/PN/026/2008 |
19 March |
FSA warns on market abuse |
| FSA/PN/025/2008 |
19 March |
FSA fines firm for inadequate capital and for providing misleading information |
| FSA/PN/024/2008 |
19 March |
Management changes at the FSA |
| FSA/PN/023/2008 |
14 March |
FSA suspends registration of Ethnic Mutual Ltd |
| FSA/PN/022/2008 |
11 March |
FSA publishes commentary on systems and controls, in light of the Société Générale 'rogue trader' |
| FSA/PN/021/2008 |
10 March |
FSA appoints two new Directors |
| FSA/PN/020/2008 |
6 March |
FSA helps investors get £1million back from boiler rooms |
| FSA/PN/019/2008 |
6 March |
FSA launches consultation on the sponsor regime |
| FSA/PN/018/2008 |
4 March |
FSA campaign to help homeowners worried about meeting their mortgage repayments |
| FSA/PN/017/2008 |
3 March |
FSA publishes new rules on telephone recording |
| FSA/PN/016/2008 |
3 March |
FSA to lead 'pathfinder project' delivering a national money guidance service |
| FSA/PN/015/2008 |
27 February |
Hector Sants underlines commitment to risk-based regulation |
| FSA/PN/014/2008 |
26 February |
FSA appoints Alexander Justham as Director of Markets |
| FSA/PN/013/2008 |
22 February |
Further progress on access for retail customers to alternative investments |
| FSA/PN/012/2008 |
19 February |
FSA proposes further simplification of investment advice disclosure |
| FSA/PN/011/2008 |
13 February |
'Fake' Stockbroker sentenced to 15 months |
| FSA/PN/010/2008 |
11 February |
FSA bans broker and fines him £21,000 for dishonesty and misleading customers |
| FSA/PN/009/2008 |
6 February |
Financial Services Authority publishes its 2008/9 Business Plan |
| FSA/PN/008/2008 |
29 January |
FSA publishes its 2008 Financial Risk Outlook |
| FSA/PN/007/2008 |
22 January |
FSA's enhanced strategy for small firms begins |
| FSA/PN/006/2008 |
22 January |
Insider Dealing: Two appear at City of London Magistrates' Court |
| FSA/PN/005/2008 |
21 January |
Northern Rock |
| FSA/PN/004/2008 |
16 January |
FSA fines HFC Bank £1.085 million for PPI failings |
| FSA/PN/003/2008 |
14 January |
FSA publishes a review of the structure of the Listing Regime |
| FSA/PN/002/2008 |
14 January |
FSA fines stockbroker £250,000 for using high pressure sales tactics |
| FSA/PN/001/2008 |
10 January |
FSA appoints Sally Dewar as Managing Director, Wholesale |
