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Ref. Date Subject
FSA/PN/137/2006 20/12/2006 FSA imposes a public censure on Eastern Western Motor Group
FSA/PN/136/2006 20/12/2006 FSA fines home shopping company £270,000 for PPI selling failures
FSA/PN/135/2006 14/12/2006 FSA publishes further consultation on listing rules for investment entities
FSA/PN/134/2006 13/12/2006 Consumers with interest-only mortgages need to have robust repayment plans, says FSA
FSA/PN/133/2006 11/12/2006 Endowments: better outcomes for consumers but no room for complacency, says FSA
FSA/PN/132/2006 8/12/2006 FSA fines mortgage firm £52,500 for management failures
FSA/PN/131/2006 5/12/2006 FSA acts to halt unauthorised deposit-taker
FSA/PN/130/2006 4/12/2006 Statement on the proposed combination involving Euronext N.V. and NYSE Group Inc.
FSA/PN/129/2006 30/11/2006 Further progress needed by insurers on their management of risk
FSA/PN/128/2006 29/11/2006 Financial Services Authority confirms Universal Building Society merger with the Newcastle Building Society
FSA/PN/127/2006 29/11/2006 New director appointments at the FSA
FSA/PN/126/2006 30/11/2006 FSA response to Practitioner Panel report
FSA/PN/125/2006 28/11/2006 Poor financial advertising in sub-prime market a sign of wider problems, says FSA
FSA/PN/124/2006 24/11/2006 Market wide exercise helps to enhance the resilience of financial sector
FSA/PN/123/2006 24/11/2006 FSA sets out costs and benefits of MIFID
FSA/PN/122/2006 23/11/2006 FSA fines salesman for inappropriate conduct
FSA/PN/121/2006 22/11/2006 Meeting of the Euronext regulators
FSA/PN/120/2006 22/11/2006 FSA fines GenRe UK £1,225,000 for improper reinsurance transactions
FSA/PN/119/2006 21/11/2006 FSA fines mortgage firm for cold calling
FSA/PN/118/2006 20/11/2006 FSA signs regulatory cooperation agreement with the CFTC
FSA/PN/117/2006 13/11/2006 Recognition for FSA's Firms Contact Centre
FSA/PN/116/2006 9/11/2006 33% still see senior management buy-in as the biggest barrier to implementing TCF
FSA/PN/115/2006 6/11/2006 FSA bans ICM for practices which put consumers at risk
FSA/PN/114/2006 6/11/2006 FSA launches discussion on private equity market
FSA/PN/113/2006 3/11/2006 FSA bans Christopher Whiteley for failing to insure consumers
FSA/PN/112/2006 2/11/2006 FSA sets out the priorities for its review of retail distribution
FSA/PN/111/2006 2/11/2006 CIC policyholders to be compensated
FSA/PN/110/2006 1/11/2006 FSA encourages the use of Industry Guidance
FSA/PN/109/2006 31/10/2006 FSA publishes radical proposals for move to principles-based regulation
FSA/PN/108/2006 30/10/2006 Green light for new home finance regulation
FSA/PN/107/2006 30/10/2006 FSA and teachers' TV collaborate on new personal finance education programmes
FSA/PN/106/2006 27/10/2006 FSA publishes near final Transparency Directive rules and updates on Investment Entities Listing Rules review
FSA/PN/105/2006 26/10/2006 FSA fines loan broker £455,000 for PPI selling failures
FSA/PN/104/2006 19/10/2006 Some PPI sellers still not treating customers fairly says FSA report
FSA/PN/103/2006 18/10/2006 FSA outlines help for the young, families and workers across the UK
FSA/PN/102/2006 17/10/2006 FSA censures firm for pension 'income withdrawal' failings
FSA/PN/101/2006 10/10/2006 FSA closes in on UK-based share scheme
FSA/PN/100/2006 04/10/2006 More flexibility in unit pricing goes ahead
FSA/PN/099/2006 29/9/2006 FSA publishes feedback on regulation of personal pensions
FSA/PN/098/2006 28/9/2006 Providers and distributors need to work together to treat customers fairly - says FSA
FSA/PN/097/2006 27/9/2006 SEC Chairman, Euronext regulators meet to discuss cooperation in the event of the NYSE Euronext combination
FSA/PN/096/2006 27/9/2006 Mortgage regulation: Moving in right direction on consumer benefits
FSA/PN/095/2006 22/9/2006 FSA fines former chief executive for failings leading to client money rule breaches
FSA/PN/094/2006 22/9/2006 Authorisation process for the new home finance activities
FSA/PN/093/2006 21/9/2006 FSA fines Langtons (IFA) Limited £63,000 for serious systems and controls failings
FSA/PN/092/2006 20/9/2006 FSA warns of illegal motor insurance
FSA/PN/091/2006 11/9/2006 FSA fines Braemar £182,000 for 'pensions unlocking' failings
FSA/PN/090/2006 7/9/2006 FSA fines The Carphone Warehouse Limited £245,000 for not treating its telesales insurance customers fairly
FSA/PN/089/2006 5/9/2006 FSA appoints senior advisor to Markets Division
FSA/PN/088/2006 5/9/2006 FSA fines mortgage firm £56,000 for PPI sales failures
FSA/PN/087/2006 4/9/2006 FSA bans Walsall Bridge Insurance for failing to insure consumers
FSA/PN/086/2006 31/8/2006 New members appointed to Consumer Panel
FSA/PN/085/2006 31/8/2006 Financial Services Authority confirm Lambeth Building Society merger with the Portman Building Society
FSA/PN/084/2006 31/8/2006 FSA to simplify approved persons regime
FSA/PN/083/2006 25/8/2006 FSA fines Friendly Society £55,000 for financial promotions failings
FSA/PN/082/2006 24/8/2006 FSA fines Kyte £250,000 for client money and accounting failures
FSA/PN/081/2006 24/8/2006 Court shuts UK firm for assisting overseas boiler rooms
FSA/PN/080/2006 17/8/2006 FSA announces Information Systems contracts
FSA/PN/079/2006 17/8/2006 FSA fines Hoodless Brennan £90,000 for unacceptable sales practices and not treating customers fairly
FSA/PN/078/2006 7/8/2006 FSA fines Merrill Lynch £150,000 for transaction reporting failures
FSA/PN/077/2006 1/8/2006 FSA fines GLG Partners and Philippe Jabre £750,000 each for market abuse
FSA/PN/076/2006 31/7/2006 New Director of Business Review and Audit Division
FSA/PN/075/2006 31/7/2006 FSA consults on MiFID rules for firms and markets
FSA/PN/074/2006 28/7/2006 FSA to end audit requirements for small firms
FSA/PN/073/2006 25/7/2006 FSA censures director of mortgage broker for serious misconduct
FSA/PN/072/2006 20/7/2006 FSA and APRA prohibit reinsurance specialist for five years
FSA/PN/071/2006 19/7/2006 Lifetime Mortgage Sales and Advice: Improvements made, but further to go
FSA/PN/070/2006 19/7/2006 FSA sets deadline for firms falling behind with 'treating customers fairly'
FSA/PN/069/2006 14/7/2006 FSA statement regarding Rosneft listing
FSA/PN/068/2006 14/7/2006 FSA bans former solicitor from doing any regulated activity
FSA/PN/067/2006 11/7/2006 Financial Services Authority confirms Mercantile Building Society merger with the Leeds Building Society
FSA/PN/066/2006 5/7/2006 FSA publishes feedback on trading transparency in the UK secondary bond market
FSA/PN/065/2006 29/6/2006 FSA publishes feedback on fund disclosures to retail clients
FSA/PN/064/2006 29/6/2006 Mortgage disclosure documents: quality is improving
FSA/PN/063/2006 29/6/2006 Survey finds teachers need more confidence to teach personal finance in schools
FSA/PN/062/2006 28/6/2006 Lambeth and Portman Building Societies: merger confirmation hearing
FSA/PN/061/2006 28/6/2006 FSA reports progress on "better regulation" and publishes studies into costs and benefits of financial regulation
FSA/PN/060/2006 27/6/2006 FSA fines Rainbow Homeloans Limited £35,000 for systems and controls failings
FSA/PN/059/2006 26/6/2006 FSA publishes Annual Report for 2005/06
FSA/PN/058/2006 20/6/2006 FSA consults on rules to introduce Insurance Special Purpose Vehicles
FSA/PN/057/2006 19/6/2006 General insurance conduct of business review looks to fewer rules
FSA/PN/056/2006 15/6/2006 FSA announces further work on the future of retail distribution
FSA/PN/055/2006 8/6/2006 Implications of ownership of a UK Recognised Investment Exchange by a US entity
FSA/PN/054/2006 8/6/2006 FSA assures firms they will not be judged retrospectively
FSA/PN/053/2006 6/6/2006 Typical boiler room victim loses £20,000, warns FSA
FSA/PN/052/2006 5/6/2006 Mark Rothery becomes Chairman of the FSA Smaller Businesses Practitioner Panel
FSA/PN/051/2006 1/6/2006 No change in Compensation Scheme and Ombudsman payment limits - FSA confirms
FSA/PN/050/2006 1/6/2006 FSA consults on new requirements for firms' regulatory reporting
FSA/PN/049/2006 31/5/2006 FSA publishes final fees and levies 2006/07 and updates its Online Fee Calculator to help firms
FSA/PN/048/2006 30/5/2006 Critical illness cover: Firms make progress but still need to do more to treat their customers fairly
FSA/PN/047/2006 12/5/2006 FSA brings curtain down on celebrity-endorsed betting syndicate
FSA/PN/046/2006 9/5/2006 Credit union chairman banned for wilful and persistent disregard for FSA rules
FSA/PN/045/2006 4/5/2006 FSA looks for better handling of client money by general insurance firms
FSA/PN/044/2006 3/5/2006 Future funding of the Financial Ombudsman Service
FSA/PN/043/2006 3/5/2006 FSA to delete the annual reporting requirement on senior managers
FSA/PN/042/2006 28/4/2006 FSA fines firm £20,000 for not seeking approval for individual
FSA/PN/041/2006 27/4/2006 Home reversions and Islamic mortgages get new consumer protections
FSA/PN/040/2006 20/4/2006 FSA to allow more flexibility in unit pricing
FSA/PN/039/2006 12/4/2006 FSA and lenders in drive to cut mortgage fraud
FSA/PN/038/2006 12/4/2006 Firms to benefit from new FSA 'personal handbook service'
FSA/PN/037/2006 12/4/2006 FSA fines chief executive for providing misleading information
FSA/PN/036/2006 11/4/2006 FSA fines Deutsche Bank £6.3million and Mr David Maslen £350,000 for market misconduct
FSA/PN/035/2006 10/4/2006 Royal Liver Assurance Ltd fined £550,000 for mis-selling with-profits savings policies
FSA/PN/034/2006 07/4/2006 FSA to consult on ending audit requirements for small firms
FSA/PN/033/2006 04/4/2006 Tribunal upholds FSA case against solicitor
FSA/PN/032/2006 03/4/2006 FSA proposes regime for SIPPs and other personal pensions
FSA/PN/031/2006 30/3/2006 Firms must improve customer information, says FSA
FSA/PN/030/2006 30/3/2006 FSA consults on Listing Rule changes and Transparency Directive
FSA/PN/029/2006 28/3/2006 Urgent need to help the young, says FSA
FSA/PN/028/2006 24/3/2006 FSA update on investment product disclosure
FSA/PN/027/2006 23/3/2006 FSA to consider extending range of retail investment products
FSA/PN/026/2006 23/3/2006 FSA publishes feedback on hedge fund risks
FSA/PN/025/2006 22/3/2006 Memorandum of Understanding for Financial Stability
FSA/PN/024/2006 22/3/2006 FSA and OFT to collaborate on improving regulation
FSA/PN/023/2006 21/3/2006 FSA proposes reforms to funding of Compensation Scheme
FSA/PN/022/2006 20/3/2006 FSA announces next steps on contract certainty in the insurance market
FSA/PN/021/2006 17/3/2006 Claims handling: Positive picture from general insurers
FSA/PN/020/2006 17/3/2006 FSA publishes measure of scale of market abuse
FSA/PN/019/2006 16/3/2006 FSA fines Capita Financial Administrators Limited £300,000 in first anti-fraud controls case
FSA/PN/018/2006 14/3/2006 FSA signs regulatory cooperation agreement with the SEC
FSA/PN/017/2006 7/3/2006 FSA to simplify training and competence rules
FSA/PN/016/2006 2/3/2006 FSA bars nine small firms from doing regulated business
FSA/PN/015/2006 28/2/2006 FSA publishes second consultation paper on Capital Requirements Directive
FSA/PN/014/2006 27/2/2006 Fraud attacks force firms to improve risk management
FSA/PN/013/2006 21/2/2006 FSA cancels insurance firm's permission to trade
FSA/PN/012/2006 16/2/2006 FSA bars financial adviser
FSA/PN/011/2006 7/2/2006 FSA launches e-learning course to help small firms
FSA/PN/010/2006 7/2/2006 Sex, lies and money. Research reveals finance is the new taboo
FSA/PN/009/2006 1/2/2006 FSA sets out priorities and budget for 2006/07
FSA/PN/008/2006 27/1/2006 FSA to stream line money laundering rules for firms
FSA/PN/007/2006 25/1/2006 Director appointments
FSA/PN/006/2006 25/1/2006 FSA's 2006 Financial Risk Outlook emphasises the need for stress testing
FSA/PN/005/2006 23/1/2006 Banks encouraged to engage consumers in tackling online fraud
FSA/PN/004/2006 16/1/2006 FSA urges consumers to take stock now on their pensions
FSA/PN/003/2006 12/1/2006 Guardian Assurance and Guardian Linked Life Assurance fined £750,000 for mishandling mortgage endowment complaints
FSA/PN/002/2006 11/1/2006 Consumers urged to take the 'debt test'
FSA/PN/001/2006 6/1/2006 FSA stops IFA from doing regulated business