| Date |
Ref. |
Subject |
| December | FSA/PN/118/2004 | FSA's new financial requirements for insurers take effect |
| December | FSA/PN/117/2004 | Alan Kerr |
| December | FSA/PN/116/2004 | David Keen |
| December | FSA/PN/115/2004 | Cantor Index fined 70,000 for misleading spread betting promotions |
| December | FSA/PN/114/2004 | FSA and firms announce details of Split capital investment trust settlement |
| December | FSA/PN/113/2004 | David Thomas |
| December | FSA/PN/112/2004 | FSA fines Bradford & Bingley 650,000 for precipice and with-profit bonds mis-selling |
| December | FSA/PN/111/2004 | AXA Sun Life fined 500,000 for misleading advertisements |
| December | FSA/PN/110/2004 | FSA fines Robert Bonnier 290,000 and Indigo Capital 65,000 for market abuse |
| December | FSA/PN/109/2004 | Read IFA fined 150,000 for 'pensions unlocking' |
| December | FSA/PN/108/2004 | Industry report on the FSA's regulatory performance |
| December | FSA/PN/107/2004 | FSA fines former analyst and former director for market abuse |
| December | FSA/PN/106/2004 | FSA calls for reform in the insurance industry |
| December | FSA/PN/105/2004 | FSA sets out its approach to mortgage regulation |
| December | FSA/PN/104/2004 | FSA: response to Government's two-year review of the Financial Services and Markets Act 2000 |
| November | FSA/PN/103/2004 | FSA rules herald new era of financial advice |
| November | FSA/PN/102/2004 | FSA censures The Underwriter and fines its former CEO Mr Keith John Rutter 20,000 |
| November | FSA/PN/101/2004 | Simplified Prospectus will give fund investors clear information |
| November | FSA/PN/100/2004 | FSA tells banks not to force its hand on treating customers fairly |
| November | FSA/PN/099/2004 | FSA sets out rules for Government's Child Trust Funds |
| November | FSA/PN/098/2004 | FSA appoints Regulatory Decisions Committee Chairman |
| November | FSA/PN/097/2004 | FSA fines Evolution 500,000 and Mr Christopher Potts 75,000 for market abuse |
| November | FSA/PN/096/2004 | FSA provisionally authorises Aon, Marsh and Willis |
| November | FSA/PN/095/2004 | FSA calls for improved information security in fight against fraud |
| November | FSA/PN/094/2004 | Court sentences illegal deposit taker to four years in prison |
| November | FSA/PN/093/2004 | FSA announces Soft Commissions policy update |
| November | FSA/PN/092/2004 | FSA clears the way for Government's stakeholder products with new sales regime |
| November | FSA/PN/091/2004 | All systems go as mortgage regulation begins |
| November | FSA/PN/090/2004 | Financial sector business continuity progress report |
| October | FSA/PN/089/2004 | "M-Day" arrives with consumers and industry in a strong position |
| October | FSA/PN/088/2004 | FSA publishes consultation paper on International Accounting Standards |
| October | FSA/PN/087/2004 | Long-term care insurance consumers to benefit from increased protection |
| October | FSA/PN/086/2004 | FSA to implement basic advice: but further work on Smoothed Investment Fund |
| October | FSA/PN/085/2004 | FSA fines Capita Trust Company Ltd 300,000 for mis-selling precipice bonds |
| October | FSA/PN/084/2004 | FSA announces major progress towards streamlining anti-money-laundering customer identification |
| October | FSA/PN/083/2004 | Regulation will bring extra protection for mortgage and general insurance consumers |
| October | FSA/PN/082/2004 | Experienced investors are most common boiler room victims |
| October | FSA/PN/081/2004 | FSA issues final proposals for modernising the Listing Regime |
| September | FSA/PN/080/2004 | Sesame fined 290,000 for 'pensions unlocking' |
| September | FSA/PN/079/2004 | FSA releases sector briefing on closed with-profits funds |
| September | FSA/PN/078/2004 | Senior management appointments |
| September | FSA/PN/077/2004 | FSA fines Bank of Ireland 375,000 for breaches of anti-money laundering requirements |
| September | FSA/PN/076/2004 | FSA bans David M Aaron Ltd for widespread mis-selling of precipice bonds |
| August | FSA/PN/075/2004 | FSA takes action against firms falling short of the mark |
| August | FSA/PN/074/2004 | FSA fines Shell 17,000,000 for market abuse |
| August | FSA/PN/073/2004 | FSA consults again on its proposals for treating with-profits policyholders fairly |
| August | FSA/PN/072/2004 | FSA statement re trading activity in European government bonds |
| August | FSA/PN/071/2004 | FSA concludes investigation into Collins Stewart & Collins Stewart Tullett |
| August | FSA/PN/070/2004 | FSA to ban directors for avoiding Pension Review liabilities |
| August | FSA/PN/069/2004 | FSA fines individual for market abuse on OFEX |
| July | FSA/PN/068/2004 | FSA publishes progress report on fair treatment of customers |
| July | FSA/PN/067/2004 | FSA publishes final rules on Financial Groups |
| July | FSA/PN/066/2004 | Independent Complaints Commissioner for FSA appointed |
| July | FSA/PN/065/2004 | 'End to End' Enforcement Review Report Published |
| July | FSA/PN/064/2004 | Investigation into trading in Marks & Spencer plc shares and derivatives |
| July | FSA/PN/063/2004 | FSA fines individual 15,000 for market abuse |
| July | FSA/PN/062/2004 | FSA launches Hotline to help identify misleading adverts |
| July | FSA/PN/061/2004 | FSA undertakes a fundamental review of Projections |
| July | FSA/PN/060/2004 | 'Wider implications' cases: FSA and Ombudsman look at improved procedures |
| July | FSA/PN/059/2004 | FSA publishes capital requirements for insurers |
| June | FSA/PN/058/2004 | The FSA publishes Annual Report for 2003/04 |
| June | FSA/PN/057/2004 | FSA consults on a basic advice regime for stakeholder products |
| June | FSA/PN/056/2004 | Savers to be given help to shop around for the best returns |
| June | FSA/PN/055/2004 | New members appointed to Consumer Panel |
| June | FSA/PN/054/2004 | West Yorkshire book keeper jailed after defrauding clients of over 850,000 |
| June | FSA/PN/053/2004 | FSA fines Scotts Private Client Services Ltd for serious failings |
| June | FSA/PN/052/2004 | FSA fines Hargreaves Lansdown 300,000 over Secure Growth Portfolio |
| June | FSA/PN/051/2004 | FSA consults on the sales regime for Child Trust Funds |
| June | FSA/PN/050/2004 | Interdependence Limited fined 125,000 for inadequate supervision |
| June | FSA/PN/049/2004 | FSA bans former Equitable Chief Executive |
| June | FSA/PN/048/2004 | FSA fines Leopold Joseph & Sons Limited for systems and controls failings |
| June | FSA/PN/047/2004 | Financial Services Compensation Scheme Board appointments |
| June | FSA/PN/046/2004 | "Cherry-picked" data is now a thing of the past, says FSA |
| May | FSA/PN/045/2004 | The FSA sets out the path to building a national strategy for financial capability |
| May | FSA/PN/044/2004 | Split capital investment trusts: Update on discussions with firms |
| May | FSA/PN/043/2004 | The FSA introduces new rule on endowment complaint time-barring |
| May | FSA/PN/042/2004 | FSA publishes rules which enhance consumer protection for long-term care insurance |
| May | FSA/PN/041/2004 | FSA fines Carr Sheppards Crosthwaite 500,000 for compliance failings |
| May | FSA/PN/040/2004 | 100,000 levied in fines for Listing Rule breach |
| May | FSA/PN/039/2004 | FSA confirms proposals to tackle softing and unbundling |
| April | FSA/PN/038/2004 | FSA takes forward risk and capital requirements for Lloyd's market |
| April | FSA/PN/037/2004 | FSA confirms investigation into "Shell" |
| April | FSA/PN/036/2004 | Statement re Mr Roy Ranson, formerly chief executive of Equitable Life |
| April | FSA/PN/035/2004 | FSA fines Raiffeisen Zentralbank sterreich 150,000 for money laundering rule breaches |
| April | FSA/PN/034/2004 | FSA fines Morgan Grenfell for programme trade failings |
| April | FSA/PN/033/2004 | FSA takes forward T&C proposals |
| April | FSA/PN/032/2004 | New members join the Financial Capability Steering Group |
| March | FSA/PN/031/2004 | Integrated reporting will help financial firms |
| March | FSA/PN/030/2004 | FSA finalises reporting requirements to help it monitor retail financial markets |
| March | FSA/PN/029/2004 | FSA censures Sportsworld and fines former CEO 45,000 for listing rules breach |
| March | FSA/PN/028/2004 | FSA statement on soft commissions and unbundling |
| March | FSA/PN/027/2004 | FSA to bring in more flexible rules for Collective Investment Schemes |
| March | FSA/PN/026/2004 | FSA publishes final rules on managing conflicts of interest in investment research |
| March | FSA/PN/025/2004 | Allied Dunbar fined 725,000 for mishandling mortgage endowment complaints |
| March | FSA/PN/024/2004 | FSA statement on market timing |
| March | FSA/PN/023/2004 | FSA Managing Directors appointed |
| March | FSA/PN/022/2004 | FSA statement on the Equitable Life inquiry |
| March | FSA/PN/021/2004 | Statement regarding FSA's investigation into split capital investment trusts |
| March | FSA/PN/020/2004 | FSA acts against a former Brandeis senior manager and 3 former traders |
| February | FSA/PN/019/2004 | FSA issues Freedom of Information Publication Scheme |
| February | FSA/PN/018/2004 | How much is financial advice costing you? |
| February | FSA/PN/017/2004 | New members appointed to Consumer Panel |
| February | FSA/PN/016/2004 | FSA concludes review of property investment schemes |
| February | FSA/PN/015/2004 | FSA stamps on misleading adverts |
| February | FSA/PN/014/2004 | Berkeley Jacobs fined 175,000 for 'pensions unlocking' |
| February | FSA/PN/013/2004 | FSA fines individual 15 000 for market abuse |
| February | FSA/PN/012/2004 | FSA reports self certification findings |
| February | FSA/PN/011/2004 | FSA bans six individuals for misrepresenting transactions in insurance company accounts |
| February | FSA/PN/010/2004 | Senior appointments at the Financial Services Authority |
| February | FSA/PN/009/2004 | Eight weeks until early application discount ends, FSA reminds mortgage firms |
| February | FSA/PN/008/2004 | Standard Life: Letter to Dr Vincent Cable, MP |
| January | FSA/PN/007/2004 | Deloitte & Touche Wealth Management Limited fined 750,000 |
| January | FSA/PN/006/2004 | Financial Services Authority sets out its priorities for 2004/05 |
| January | FSA/PN/005/2004 | Tips to help firms get PII |
| January | FSA/PN/004/2004 | FSA announces final details of general insurance regime |
| January | FSA/PN/003/2004 | FSA points out risks for year ahead |
| January | FSA/PN/002/2004 | FSA acts to stop Sussex businessman from taking illegal deposits |
| January | FSA/PN/001/2004 | FSA fines Bank of Scotland Plc 1,250,000 for money laundering rule breaches |
