| Ref. |
Date |
Subject |
| FSA/PN/138/2003 | December | FSA finalises rules on past performance in advertising |
| FSA/PN/137/2003 | December | FSA bans insurance cover for regulatory fines |
| FSA/PN/136/2003 | December | Chase de Vere fined 165,000 over misleading precipice and high income bond promotion |
| FSA/PN/135/2003 | December | Friends Provident fined 675,000 for mis-handling of mortgage endowment complaints |
| FSA/PN/134/2003 | December | FSA announces serious breach of the listing rules by SFI Group plc |
| FSA/PN/133/2003 | December | FSA warns policyholders about unauthorised insurance company |
| FSA/PN/132/2003 | December | FSA fines Abbey National companies 2,320,000 |
| FSA/PN/131/2003 | December | Court sentences illegal deposit taker to three years in prison |
| FSA/PN/130/2003 | December | FSA publishes results from Sandler selling regime research |
| FSA/PN/129/2003 | December | Financial Services Authority warns about two unauthorised firms |
| FSA/PN/128/2003 | December | FSA issues new proposals for the fair treatment of with-profits policyholders |
| FSA/PN/127/2003 | December | The Financial Ombudsman Service: reviewing some aspects of its operation and its interaction with the FSA |
| FSA/PN/126/2003 | December | Financial Services Authority calls on banks to treat their customers fairly |
| FSA/PN/125/2003 | December | New chairman for the Joint Forum |
| FSA/PN/124/2003 | November | Financial Services Authority confirms Staffordshire Building Society merger with the Portman Building Society |
| FSA/PN/123/2003 | November | The FSA holds a seminar on consumer understanding of borrowing |
| FSA/PN/122/2003 | November | FSA fines St James's Place 250,000 for inadequate monitoring and record keeping |
| FSA/PN/121/2003 | November | The Euro Sterling value for insurance regulatory purposes |
| FSA/PN/120/2003 | November | FSA acts against former Credit Suisse Financial Products senior managers |
| FSA/PN/119/2003 | November | Financial Services Authority confirms Clay Cross Building Society merger with the Derbyshire Building Society |
| FSA/PN/118/2003 | November | Speeding up the FSA Enforcement Process |
| FSA/PN/117/2003 | November | FSA opens the doors to mortgage and general insurance firms |
| FSA/PN/116/2003 | November | Management Structure at the FSA |
| FSA/PN/115/2003 | October | Improving liquidity handling to head off financial failures |
| FSA/PN/114/2003 | October | FSA letter to British Energy |
| FSA/PN/113/2003 | October | FSA issues new proposals on the management of conflicts of interest and analysts |
| FSA/PN/112/2003 | October | FSA consults on new rules for Financial Groups |
| FSA/PN/111/2003 | October | FSA names Financial Capability Steering Group members |
| FSA/PN/110/2003 | October | FSA welcomes IOSCO information sharing move to fight illegal securities activity |
| FSA/PN/109/2003 | October | FSA finalises mortgage regime |
| FSA/PN/108/2003 | October | Action needed to overcome implementation threat to EU financial reforms |
| FSA/PN/107/2003 | October | Financial Services Authority statement on AMP demerger |
| FSA/PN/106/2003 | October | Court Decision backs FSA on investigation |
| FSA/PN/105/2003 | October | FSA announces merger of UK Listing Authority and Markets and Exchanges Division |
| FSA/PN/104/2003 | October | FSA announces plans for modernising the Listing Regime |
| FSA/PN/103/2003 | October | FSA urges consumers to act now if they have an endowment shortfall |
| FSA/PN/102/2003 | October | FSA finalises application fees for mortgage and general insurance firms |
| FSA/PN/101/2003 | October | FSA finalises new rules for investment companies |
| FSA/PN/100/2003 | September | Clearer reporting will help understanding of insurance industry |
| FSA/PN/099/2003 | September | FSA enhances consumer protection for long term care insurance |
| FSA/PN/098/2003 | September | Lloyds TSB fined 1.9 million for unsuitable sales of high income bond |
| FSA/PN/097/2003 | September | FSA in drive to lift consumers financial skills and confidence |
| FSA/PN/096/2003 | September | Life insurers must prepare now to implement with-profits governance reforms |
| FSA/PN/095/2003 | September | New legislation to regulate FSA access to communications data |
| FSA/PN/094/2003 | September | Integrated reporting will help financial firms |
| FSA/PN/093/2003 | September | FSA to increase monitoring of product sales |
| FSA/PN/092/2003 | September | Mortgage and general insurance firms can now make key business decisions, says FSA |
| FSA/PN/091/2003 | September | FSA chairman outlines regulators approach to conflicts of interest |
| FSA/PN/090/2003 | September | FSA warns listed companies on accounting standards |
| FSA/PN/089/2003 | September | New FSA proposals for cross-border financial services shopping from home |
| FSA/PN/088/2003 | August | FSA proposes new financial rules for life insurers |
| FSA/PN/087/2003 | August | FSA warns off unauthorised bet placement scheme |
| FSA/PN/086/2003 | August | Reducing the risk of money laundering |
| FSA/PN/085/2003 | August | FSA updates training and competence regime |
| FSA/PN/084/2003 | August | FSA fines Northern Bank 1,250,000 for money laundering control failings |
| FSA/PN/083/2003 | August | FSA letter to listed football clubs |
| FSA/PN/082/2003 | July | New Chairman for the Consumer Panel |
| FSA/PN/081/2003 | July | FSA challenges PII industry to improve market for IFAs |
| FSA/PN/080/2003 | July | FSA consults further on mortgage and general insurance fees |
| FSA/PN/079/2003 | July | FSA seeks to ban insurance cover for regulatory fines |
| FSA/PN/078/2003 | July | FSA announces the results of its review of operational risk management practices |
| FSA/PN/077/2003 | July | Firms reminded of their Anti-Money Laundering responsibilities |
| FSA/PN/076/2003 | July | FSA issues progress report on split capital investment trusts |
| FSA/PN/075/2003 | July | FSA Annual Meeting |
| FSA/PN/074/2003 | July | FSA publishes feedback on options for regulation of stakeholder products |
| FSA/PN/073/2003 | July | Tighter capital rules to head off non-life insurance failures |
| FSA/PN/072/2003 | July | John Tiner appointed FSA Chief Executive |
| FSA/PN/071/2003 | July | Worried your endowment wont repay your mortgage? At risk of losing your home? Watchdog urges consumers to take action now. |
| FSA/PN/070/2003 | July | FSA takes action on poor advertising |
| FSA/PN/069/2003 | June | FSA finalises new regime for Alternative Trading Systems |
| FSA/PN/068/2003 | June | FSA refines plans for regulating general insurance |
| FSA/PN/067/2003 | June | FSA implements reforms on governance of life insurance firms |
| FSA/PN/066/2003 | June | Public to help in fight against crime and terrorism |
| FSA/PN/065/2003 | June | FSA sets out its vision of a better PII market for IFAs |
| FSA/PN/064/2003 | June | FSA to review use of projection rates on investment products |
| FSA/PN/063/2003 | June | FSA will work with firms to reduce compliance costs |
| FSA/PN/062/2003 | June | The FSA publishes Annual Report for 2002/03 |
| FSA/PN/061/2003 | June | FSA will not rush decisions on investment banking and fund management reforms |
| FSA/PN/060/2003 | June | FSAs independent online annuities tables launched |
| FSA/PN/059/2003 | May | FSA proposes new approach to collective investment scheme rules |
| FSA/PN/058/2003 | May | FSA cleans up use of past performance figures in advertising |
| FSA/PN/057/2003 | April | More transparency for the market following the FSAs short selling review |
| FSA/PN/056/2003 | April | Financial Services Authority renews warning on unauthorised firms |
| FSA/PN/055/2003 | April | FSA acts against firms flouting Ombudsman rulings |
| FSA/PN/054/2003 | April | FSA sets out proposed fees for mortgage firms and general insurance intermediaries |
| FSA/PN/053/2003 | April | FSA fines ABN Amro Equities 900,000 for market misconduct |
| FSA/PN/052/2003 | April | FSA advises industry on definition of "mis-selling" |
| FSA/PN/051/2003 | April | FSA sets out proposals for updating Lloyds Regulation |
| FSA/PN/050/2003 | April | Lincoln fined 485,000 for mis-selling savings plans |
| FSA/PN/049/2003 | April | Consumers use decision trees but most still want help |
| FSA/PN/048/2003 | April | Broad consistency not absolute uniformity aim for Basel Capital Accord |
| FSA/PN/047/2003 | April | FSA announces breach of listing rules by Marconi |
| FSA/PN/046/2003 | April | Pensions Review: Rates of Return |
| FSA/PN/045/2003 | April | Advantages to bringing Lloyd's within single compensation scheme |
| FSA/PN/044/2003 | April | This press release is temporarily unavailable |
| FSA/PN/043/2003 | April | New analysis on relevance of past performance data published |
| FSA/PN/042/2003 | April | FSA proposals on fund managers herald more accountability to investors |
| FSA/PN/041/2003 | April | The search for financial stability |
| FSA/PN/040/2003 | April | FSA bans Yorkshire-based businessman for unauthorised trading of second-hand endowments |
| FSA/PN/039/2003 | March | Royal & Sun Alliance fined 950,000 for mortgage endowment failings |
| FSA/PN/038/2003 | March | FSA publishes update on regulation of hedge funds |
| FSA/PN/037/2003 | March | FSA fines DBS 100,000 for misleading advertising |
| FSA/PN/036/2003 | March | FSA business continuity policy proportionate and non-prescriptive |
| FSA/PN/035/2003 | March | FSA consults on regulatory framework for mortgages and general insurance |
| FSA/PN/034/2003 | March | FSA bans two stockbrokers |
| FSA/PN/033/2003 | March | Euronext derivatives markets regulators sign Memorandum of Understanding |
| FSA/PN/032/2003 | March | FSA chairman highlights five priorities for European financial markets |
| FSA/PN/031/2003 | March | Scottish Amicable fined 750,000 for mortgage endowment failings |
| FSA/PN/030/2003 | March | "Financial Healthcheck" proposed to tackle "advice gap" |
| FSA/PN/029/2003 | March | IMF "UK financial stability policy framework is at the forefront internationally" |
| FSA/PN/028/2003 | February | FSA fines MLP Private Finance plc 100,000 for regulatory failings |
| FSA/PN/027/2003 | February | FSA censures independent financial advisers |
| FSA/PN/026/2003 | February | Regulator calls for better consumer information on precipice bonds |
| FSA/PN/025/2003 | February | FSA fines Bank of Scotland 750,000 for maladministration of PEPs and ISAs |
| FSA/PN/024/2003 | February | FSA clarifies standards for investment research and new securities issues |
| FSA/PN/023/2003 | February | FSA seeks views on Sandler with-profits proposals |
| FSA/PN/022/2003 | February | FSA examines risk to consumers from investing in property funds |
| FSA/PN/021/2003 | February | Business Continuity: Firms must keep this a priority - but FSA approach is not rigid |
| FSA/PN/020/2003 | February | FSA proposes streamlined information for financial consumers |
| FSA/PN/019/2003 | February | FSA to decide on the future of professional indemnity insurance |
| FSA/PN/018/2003 | February | Pensions Review: Rates of Return |
| FSA/PN/017/2003 | January | Required Minimum Margin: Letter to CEOs of life insurance firms |
| FSA/PN/016/2003 | January | New Director Quality Assurance and Internal Audit at the FSA |
| FSA/PN/015/2003 | January | FSA Progress Report on modernising the Listing Regime |
| FSA/PN/014/2003 | January | "Unlocking your pension can mean money today, misery tomorrow, warns FSA |
| FSA/PN/013/2003 | January | The Euro sterling value for insurance regulatory purposes |
| FSA/PN/012/2003 | January | Financial Services Authority sets out its priorities for 2003/04 |
| FSA/PN/011/2003 | January | FSA accelerates reforms on the governance of insurance firms |
| FSA/PN/010/2003 | January | Delayed financial hangover? FSA offers practical tips |
| FSA/PN/009/2003 | January | FSA warns of need to plan for a challenging year ahead |
| FSA/PN/008/2003 | January | FSA confirms relaxation of mortgage endowment timebar rules |
| FSA/PN/007/2003 | January | Sue Slipman appointed Chairman of Financial Ombudsman Service |
| FSA/PN/006/2003 | January | FSA unveils draft rules on de-polarisation |
| FSA/PN/005/2003 | January | Financial Services Compensation Scheme Board re-appointments |
| FSA/PN/004/2003 | January | FSA consults on tough new rules for Split Caps |
| FSA/PN/003/2003 | January | Over 250 million redress to be paid as FSA winds down FSAVC review |
| FSA/PN/002/2003 | January | FSA clamps down on misleading ads and urges consumers to help |
| FSA/PN/001/2003 | January | FSA takes forward Sandler 'lighter-touch' regulation proposals |
