Application refusals - 2008
The FSA must publish such information about the matter to which a final notice relates as it considers appropriate. When FSA refuses an application by a firm under Part IV of FSMA for permission to carry on regulated activities, it will normally publish a summary of the final notice.
There is guidance on the threshold conditions, the process of applying for Part IV permission, and the statutory provisions in the Handbook - see COND, AUTH and, in connection with the publication of final notices, Chapter 6 of our Enforcement Guide (Publicity).
The FSA has given a final notice to the following firms refusing their application for Part IV permission. Click on each name to see a summary of the final notice.
| Date | Subject |
|---|---|
| 24 September | American Pickup Trucks Ltd ("APT") [PDF] |
| 18 September | Money Aspects Limited (“MAL”) [PDF] |
| 26 August | David Okechi-Asogwa [PDF] |
| 21 May | |
| 30 January | Quick Mortgage Solutions Limited [PDF] |