2008 2007 2006 2005 2004 2003 2002

The FSA must publish such information about the matter to which a final notice relates as it considers appropriate. When an application for approval is refused, the FSA will normally publish a summary of the final notice.

There is guidance on the fit and proper test, the process of applying for approval and the statutory provisions in the Handbook - see FIT, AUTH 6 (Approved persons), SUP 10 (Approved persons) and, in connection with the publication of final notices, Chapter 6 of our Enforcement Guide (Publicity).

The FSA has given a final notice refusing the application for approval of the following individuals. Click on each name for a summary of the final notice.

Date Subject
September Timothy Steven Rushworth [PDF]
September Matthew Griffiths [PDF]
June John David Bell [PDF]
March Stephen Ernest Longdon [PDF]
February Mr A [PDF]
January William Anthony Clough [PDF]