In this section:









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The FSA must publish such information about the matter to which a final notice relates as it considers appropriate. In most cases, the final notice will be the full version as issued to the addressee, but in some cases it might not be the full version as issued. It is also our normal practice to include on a final notice a home address, where there is no appropriate business address.

Note: In order to check the current approval status of any individual referred to in a final notice please refer to the FSA Register.




Date Subject
01 Dec 2003 Abbey National Asset Managers Limited [PDF]
01 Dec 2003 Abbey National plc [PDF]
01 Dec 2003 Chase de Vere Financial Solutions plc [PDF]
01 Dec 2003 Friends Provident Life and Pensions Limited [PDF]
01 Dec 2003 Hoodless Brennan and Partners Plc [PDF]
01 Dec 2003 SFI Group plc [PDF]
01 Dec 2003 Sean Michael Blackwell [PDF]
01 Nov 2003 Mr Antony Blunden [PDF]
01 Nov 2003 Mr Raymond Coia [PDF]
01 Nov 2003 Robert Stevens [PDF]
01 Nov 2003 St James's Place International plc [PDF]
01 Nov 2003 St James's Place UK plc [PDF]
01 Nov 2003 St James's Place Unit Trust Group Ltd [PDF]
01 Nov 2003 Stephen Martyn Butterworth [PDF]
01 Oct 2003 Mr P Halfpenney [PDF]
01 Sep 2003 Chartertrack Financial Services Limited [PDF]
01 Sep 2003 Christopher John Liston [PDF]
01 Sep 2003 Eric Sweet Esq. [PDF]
01 Sep 2003 Lloyds TSB Bank plc [PDF]
01 Sep 2003 Merton Securities Limited [PDF]
01 Sep 2003 Moran Webb Insurance Consultants [PDF]
01 Sep 2003 Mr Christopher Allan Goekjian [PDF]
01 Sep 2003 Mr G Piggott [PDF]
01 Sep 2003 Oriental & African Strategic Investment Services Limited [PDF]
01 Aug 2003 Northern Bank Limited [PDF]
01 Aug 2003 R A Logan & Co. [PDF]
01 Aug 2003 Reynolds and Dodd [PDF]
01 Jun 2003 Oak Financial Services [PDF]
01 May 2003 Alpha Delta [PDF]
01 Apr 2003 ABN AMRO Equities (UK) Limited [PDF]
01 Apr 2003 Kevin Allsop [PDF]
01 Apr 2003 Lincoln Assurance Limited [PDF]
01 Apr 2003 Marconi plc [PDF]
01 Apr 2003 Michael Ackers [PDF]
01 Mar 2003 Barry Scott [PDF]
01 Mar 2003 DBS Financial Management PLC [PDF]
01 Mar 2003 G B Griffiths & Company Limited [PDF]
01 Mar 2003 Lata Gaur [PDF]
01 Mar 2003 Royal & Sun Alliance Life and Pensions Limited and Royal & Sun Alliance Linked Insurances Limited [PDF]
01 Mar 2003 Scottish Amicable Life plc [PDF]
01 Mar 2003 Tudor House Financial Services [PDF]
01 Feb 2003 MLP Private Finance Plc [PDF]
01 Feb 2003 Suckling Waddington & Partners Ltd [PDF]
01 Feb 2003 The Governor and Company of the Bank of Scotland [PDF]
01 Jan 2003 Crescent Financial Services [PDF]
01 Jan 2003 Eurosure Investment Services Limited [PDF]
01 Jan 2003 Heritage Consultants [PDF]
01 Jan 2003 Reto Moser [PDF]
01 Jan 2003 Roger Jay Financial Services [PDF]