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FSA Publications

Related Information

Decision Notices

The FSA must publish such information about the matter to which a final notice relates as it considers appropriate. In most cases, the final notice will be the full version as issued to the addressee, but in some cases it might not be the full version as issued. It is also our normal practice to include on a final notice a home address, where there is no appropriate business address.

Note: In order to check the current approval status of any individual referred to in a final notice please refer to the FSA Register.



Date Subject
18 May 2012 Carousel Finance Limited [PDF]
16 May 2012 Fawad Afzal Choudhry [PDF]
10 May 2012 Mortgages UK 1970 [PDF]
10 May 2012 Paulo Monteiro trading as Bunn & Co [PDF]
09 May 2012 Syed Zaidi [PDF]
08 May 2012 Mitsui Sumitomo Insurance Company (Europe) Ltd [PDF]
08 May 2012 Yohichi Kumagai [PDF]
04 May 2012 Habib Bank AG Zurich [PDF]
04 May 2012 Mr Syed Itrat Hussain [PDF]
03 May 2012 Clive Herbert Danby Heaps trading as Danby-Heaps Insurance Brokers [PDF]
03 May 2012 Rajendra Patel trading as R.J. Insurance Brokers [PDF]
03 May 2012 Steven Toole [PDF]
02 May 2012 Martin Currie Investment Management Limited (“MCIML”) and Martin Currie Inc (“MCI”) [PDF]
26 Apr 2012 Derek William Wright [PDF]
26 Apr 2012 Exillon Energy Ltd [PDF]
25 Apr 2012 Stuart Unwin [PDF]
23 Apr 2012 Equifund Limited [PDF]
17 Apr 2012 Artif Reyaz trading as Insurepay [PDF]
17 Apr 2012 Chris John Wilkins trading as Mortgage Resolutions [PDF]
16 Apr 2012 Michael Patrick Powley [PDF]
16 Apr 2012 P McNulty & Sons [PDF]
29 Mar 2012 Christchurch Investment Management Limited [PDF]
29 Mar 2012 Mr David Gerrard Thornberry [PDF]
28 Mar 2012 Cattles Ltd [PDF]
28 Mar 2012 James Joseph Corr [PDF]
28 Mar 2012 Peter Douglas Miller [PDF]
28 Mar 2012 Welcome Financial Services Limited [PDF]
27 Mar 2012 Gareth Flanagan, GMF Marketing Services Limited [PDF]
23 Mar 2012 Coutts & Company [PDF]
22 Mar 2012 Pollok Credit Union Limited (“PCU”) [PDF]
20 Mar 2012 Martin Russell Lafrance [PDF]
16 Mar 2012 David J Sime [PDF]
16 Mar 2012 Elmswood EU Ltd [PDF]
13 Mar 2012 Nicholas James Kyprios [PDF]
09 Mar 2012 Bank of Scotland Plc [PDF]
09 Mar 2012 Lawford Finance UK Limited [PDF]
08 Mar 2012 Mr George McGregor [PDF]
06 Mar 2012 Basharat Hussain [PDF]
02 Mar 2012 Malcolm Thomas Shapcott trading as Independent Solutions [PDF]
02 Mar 2012 Philip Bealing [PDF]
01 Mar 2012 Alasdair Samuel Munro [PDF]
01 Mar 2012 Paul William Tonks trading as Paul Tonks Mortgage Sourcing [PDF]
27 Feb 2012 The Portobello Partnership [PDF]
24 Feb 2012 Khuram Ayub [PDF]
20 Feb 2012 Duncan Brown & Co LLP [PDF]
20 Feb 2012 Stone Futures Limited [PDF]
16 Feb 2012 Santander UK PLC (“Santander”) [PDF]
15 Feb 2012 Andrew Osborne [PDF]
15 Feb 2012 David Einhorn [PDF]
15 Feb 2012 Greenlight Capital Inc [PDF]
13 Feb 2012 Topps Rogers Financial Management [PDF]
09 Feb 2012 Donald McKee Morgan [PDF]
09 Feb 2012 Janet Elizabeth Morgan [PDF]
09 Feb 2012 Sagarmatha Services Limited [PDF]
31 Jan 2012 Ravi Shankar Sinha [PDF]
27 Jan 2012 Mark Joseph Laurenti [PDF]
26 Jan 2012 Alexander Edward Ten-Holter [PDF]
26 Jan 2012 UK Car Group Limited [PDF]
24 Jan 2012 Great Financial Services Limited [PDF]
24 Jan 2012 Speedy INTL Limited [PDF]
17 Jan 2012 Mr Mukhtar Khan trading as United Finance and Insurance Services [PDF]
17 Jan 2012 UK Insurance Limited [PDF]
06 Jan 2012 Karamat Ali [PDF]
05 Jan 2012 Akhtar Mahmood trading as AM & Sons Money Exchange [PDF]
05 Jan 2012 Kumarans Silk Limited [PDF]
05 Jan 2012 Sardar Agha [PDF]
05 Jan 2012 Shettleston and Tollcross Credit Union Limited (“STCU”) [PDF]
05 Jan 2012 Sohail Anjum [PDF]