Forms
In this section
This section consists of regulatory forms, including Application packs and Handbook forms and templates. Future Handbook forms and miscellaneous forms are also available here.
Categories
- Application packs
These are the forms required when applying for authorisation. There are a number of different types of application pack. Which one you use depends upon the type of business you plan to undertake, and what type of legal entity you intend trading as.
- Handbook forms and templates
These pages contain Handbook forms and specimens or examples of documents required by certain Handbook provisions. They relate to or have been made as part of various Handbook modules, or Handbook or Regulatory Guides. Supervision forms, including reporting forms and approved persons forms, can be found in this section.
- Future Handbook forms and templates
This page details new Handbook forms, and amendments or deletions of existing Handbook forms, due to take effect on a future date.
- Miscellaneous forms