Collective Investment Schemes sourcebook (COLL) forms
FSA Handbook
See also
Application for an Individual Director of an ICVC see Supervision Forms Chapter 10 Annex 4D.
Sup Forms
Find out about the
CIS Authorisations team
This section contains links to application and notification forms for the authorisation, recognition and alteration of collective investment schemes.
The CIS Authorisations Team deals with all CIS applications and notifications.
| New schemes | |
|---|---|
| No. | Title |
| Form 12 | Application for an order declaring an investment company with variable capital (ICVC) to be authorised [ Word ] |
| Form 242 | Joint application for an order declaring a unit trust scheme to be authorised [ Word ] |
| Form 264 | Notification letter to market units of UCITS in the United Kingdom [ Word ] Note: |
| Form 270 | Notification by the operator of a collective investment scheme authorised in a designated country or territory outside the United Kingdom that it wishes the scheme to be recognised in the United Kingdom [ Word ] |
| Form 272 | Application for an order declaring an overseas collective investment scheme to be recognised [ Word ] |
| Changes to existing schemes | |
|---|---|
| No. | Form/template title |
| Form 21 | Notification of certain changes for an investment company with variable capital (ICVC) under regulation 21 of the Open-Ended Investment Companies Regulations 2001 [ Word ] |
| Form 251 | Notification of certain changes for an authorised unit trust (AUT) under section 251 of the Financial Services and Markets Act [ Word ] |
| Form FN | Notification of changes to an investment company with variable capital (ICVC) or an authorised unit trust (AUT), following prior approval of the FSA [ Word ] |
| Form 264CH |
Note: |