Future Handbook forms and templates
This page details new Handbook forms, and amendments or deletions of existing Handbook forms, due to take effect on a future date.
COBS
| Chapter | Annex | Title | Effective Date |
|---|---|---|---|
| COBS 6 | 1 | Services and costs disclosure document described in COBS 6.3.7G(1) [PDF] | 06/08/08 |
| COBS 6 | 2 | Combined initial disclosure document described in COBS 6.3, ICOBS 4.5G, MCOB 4.4.1R(1) and MCOB 4.10.2R(1) [PDF] | 06/08/08 |
Credit Unions
| Chapter | Annex | Title | Effective Date |
|---|---|---|---|
| CRED 17 | 1R | Credit union complaints return form [PDF] | 01/08/09 |
Dispute Resolution Complaints Form
| Chapter | Annex | Title | Effective Date |
|---|---|---|---|
| DISP 1 | 1R | Complaints return form [PDF] | 01/08/09 |
Electronic Money Manual
| Chapter | Annex | Title | Effective Date |
|---|---|---|---|
| 8 Small e-money issuers |
2G | Form ELM-SI - Provision of information from a small electronic money issuer [PDF] | 31/08/08 |
Supervision forms
| Chapter | Annex | Title | Effective Date |
|---|---|---|---|
| 16 Reporting Requirements |
1R | Banks' reporting forms [PDF] |
01/04/09 |
| 2G | Guidance notes on form 1R [PDF] |
01/04/09 | |
| 3R | Building societies' reporting forms [PDF] |
01/04/09 | |
| 4G | Guidance notes on form 3R [PDF] |
01/04/09 | |
| 5R | Investment management firms' reporting forms [PDF] |
01/04/09 | |
| 16R | UCITS management companies reporting forms and requirements applying to their completion [PDF] |
01/04/09 | |
| 17G | Consolidated financial resources return for investment management firms [PDF] | 01/04/09 | |
| 22R | Consolidated supervision return for investment firms [PDF] |
01/04/09 | |
| 23G | Consolidated supervision return for investment firms (Notes) [PDF] | 01/04/09 | |
| 25G | Guidance notes for data items in SUP 16 Annex 24R [PDF] | 01/01/09 |
Please see the Handbook forms and templates page for all current forms.