2008 2007 2006 2005 2004 2003 2002 2001

Date Subject
DecemberLetter to CEOs of all firms with with-profits funds in excess of £500m [ PDF | 277 KB | 9 pages ]
NovemberTraining & Competence and Conduct of Business in Authorised Professional Firms [ PDF | 147 KB | 5 pages ]
NovemberPension transfers from occupational pension schemes in wind-up [ PDF | 115 KB | 3 pages ]
NovemberUnlocking Pensions - Financial Promotions [ PDF | 113 KB | 3 pages ]
NovemberRealistic Reporting: Reporting in the Annual Return for 2003 year ends [ PDF | 100 KB | 2 pages ]
OctoberLetter to credit unions - Mortgage and General Insurance Regulation [ PDF | 640 KB | 20 pages ]
OctoberPrinciples and Practices of Financial Management [ PDF | 120 KB | 2 pages ]
SeptemberReview of treasury systems and controls - Letter to CEOs of DTD Banks & Building Societies [ PDF | 129 KB | 4 pages ]
SeptemberUpdate on money laundering - Letter from Carol Sergeant [ PDF | 124 KB | 4 pages ]
SeptemberFinancial Reporting Requirements: Letter to CEOs [ PDF | 67 KB | 3 pages ]
AugustLetter to Industry and Consumer Groups on defining mis-selling [ PDF | 105 KB | 6 pages ]
JulyLetter to CEOs: issues for firms advising on investments arising from review of former appointed representatives [ PDF | 108 KB | 4 pages ]
JulyRealistic Reporting: Letter to CEOs [ PDF | 206 KB | 19 pages ]
JunePress release: FSA to review use of projection rates on investment products
(includes letter to CEOs of life insurance firms)
JuneMoney Laundering Theme - International Banking Cluster [ PDF | 98 KB | 8 pages ]
MarchRealistic Reporting Approach: Letter to CEOs of life insurers [ PDF | 149 KB | 23 pages ]
JanuaryPress release: Required Minimum Margin: Letter to CEOs of life insurance firms