Industry Training

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Contact

Contact

Email:
Web-based training team

Telephone:
0845 606 9966 - Option 6. (Call rates may vary)

 

This short course is part of the MiFID training package and has been designed to give you an overview of the post-MiFID implementation requirements and what firms will need to do to meet these requirements.

Objectives

When you have finished this course, you will be able to:

  • identify who the transaction requirements apply to; and
  • identify the nature and extent of the requirements.

Who is it for?

This course will be relevant to all investment firms and businesses who make transaction reports or who execute orders via a third party.

How is the information presented?

You take the course online. Its features include:

  • questions to help you understand the topics covered;
  • interactive features and links so you can get extra information;
  • links to relevant parts of the Handbook; and
  • audio commentary.

Duration

The course takes approximately 25 minutes. You can stop and start the course and return to it later.

Other information

It costs £10 per person to purchase. Terms and conditions apply. Purchase is made online.

Whilst we will update packages to reflect policy changes, once they become out of date we will remove them from our system. To ensure that you are undertaking the current training package, please log onto our website on the day that you do this training to ensure that it remains current as at that date.

Minimum computer specification

  • Pentium 3® processor or higher
  • Windows 2000® or higher
  • 256Mb of RAM
  • Internet Explorer® 5.5 or later. Netscape 7.0
  • Sound enabled with speakers or headphones for commentary – optional
  • NB: Pop-up blockers must be disabled.

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