E-learning: Markets in Financial Instruments Directive (MiFID) - An overview
This short course has been designed to give you an overview of the Markets in Financial Instruments Directive (MiFID). This is the first of a suite of e-learning on MiFID that we will be releasing during the course of this year.
Objectives
When you have finished this course, you will:
- be familiar with why, when and how MiFID is being introduced;
- understand how MiFID fits within the FSA’s move towards a more principles-based approach to regulation;
- be aware of the types of firms and investment activities that are within MiFID’s scope; and
- be aware of the areas of the FSA Handbook that are shaped by MiFID.
Who is it for?
This course is designed to explain the context behind the implementation of MiFID and to give a broad overview of the key issues for investment firms. It will be of particular relevance for investment firms, particularly investment banks, securities and derivatives firms, asset managers and smaller firms giving investment advice. It will have limited relevance to firms undertaking insurance or mortgage activities.
How is the information presented?
You take the course online. Its features include:
- questions to help you understand the topics covered;
- interactive features and links so that you can get extra information;
- links to relevant parts of the legislation and our website; and
- audio commentary.
Duration
The course takes approximately 20 minutes. You can stop and start the course and return to it later.
Other information
It costs £5 per person to purchase. Terms and conditions apply. Purchase is made online.
Whilst we will update packages to reflect policy changes, once they become out of date we will remove them from our system. To ensure that you are undertaking the current training package, please log onto our website on the day that you do this training to ensure that it remains current as at that date.
Minimum computer specification
- Pentium 3® processor or higher
- Windows 2000® or higher
- 256Mb of RAM
- Internet Explorer® 5.5 or later. Netscape 7.0
- Sound enabled with speakers or headphones for commentary – optional
- NB: Pop-up blockers must be disabled.



