Inducements
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This short course is part of the COBS training package and has been designed to give you an overview of the inducments provisions contained in COBS 2.
Objectives
When you have finished this course, you will be able to:
- identify inducement provisions;
- understand the practical application of the dealing commission provisions;
- specify types of firms that are covered by these provisions; and
- describe key issues firms should focus on to comply with the inducement provisions.
Who is it for?
This course will be relevant to all investment firms and businesses both in and out of MiFID scope.
How is the information presented?
You take the course online. Its features include:
- questions to help you understand the topics covered;
- interactive features and links so you can get extra information;
- references to the relevant parts of the Handbook; and
- audit commentary.
Duration
The course takes approximately 20 minutes. You can stop and start the course and return to it later.
Other information
It costs £10 per person to purchase. Terms and conditions apply. Purchase is made online
Whilst we will update packages to reflect policy changes, once they become out of date we will remove them from our system. To ensure that you are undertaking the current training package, please log onto our website on the day that you do this training to ensure that it remains current as at that date.
Minimum computer specification
- Pentium 3® processor or higher
- Windows 2000® or higher
- 256Mb of RAM
- Internet Explorer® 5.5 or later. Netscape 7.0
- Sound enabled with speakers or headphones for commentary – optional
- NB: Pop-up blockers must be disabled.
