• Doing business with the FSA
  • Industry training
    • Tailored in-house training

This short course will help you identify the impact that MiFID implementation may have on how you do business with the FSA; this includes the permissions required by the introduction of new activities and instruments, and issues arising from the wider scope of the MiFID passport.

Who is it for?

This course has been designed for firms falling within the scope of MiFID. It will therefore be relevant to most investment firms and asset managers. It will also have some relevance to smaller firms and firms undertaking some non-MiFID business.

How is the information presented?

You take the course online. Its features include:

• questions to help you understand the topics covered;
• interactive features and links so you can get extra information;
• links to relevant parts of the legislation and our website; and
• audio commentary.

Duration

The course takes approximately 25 minutes. You can stop and start the course and return to it later.

Other information

It costs £10 per person to purchase. Terms and conditions apply. Purchase is made online.

Whilst we will update packages to reflect policy changes, once they become out of date we will remove them from our system. To ensure that you are undertaking the current training package, please log onto our website on the day that you do this training to ensure that it remains current as at that date.

Minimum computer specification

• Pentium 3® processor or higher
• Windows 2000® or higher
• 256Mb of RAM
• Internet Explorer® 5.5 or later. Netscape 7.0
• Sound enabled with speakers or headphones for commentary – optional
• NB: Pop-up blockers must be disabled.

Back to top