Doing business with the FSA
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This short course will help you identify the impact that MiFID implementation may have on how you do business with the FSA; this includes the permissions required by the introduction of new activities and instruments, and issues arising from the wider scope of the MiFID passport.
Objectives
When you have finished this course, you will be able to:
- identify the new types of business that firms will be able to carry out across Europe because of MiFID’s wider scope;
- consider the way firms can do investment business in other EEA states;
- describe the specific notifications in the case of outsourcing; and
understand the approved persons requirements.
Who is it for?
This course has been designed for firms falling within the scope of MiFID. It will therefore be relevant to most investment firms and asset managers. It will also have some relevance to smaller firms and firms undertaking some non-MiFID business.
How is the information presented?
You take the course online. Its features include:
- questions to help you understand the topics covered;
- interactive features and links so you can get extra information;
- links to relevant parts of the legislation and our website; and
- audio commentary.
Duration
The course takes approximately 25 minutes. You can stop and start the course and return to it later.
Other information
It costs £10 per person to purchase. Terms and conditions apply. Purchase is made online.
Whilst we will update packages to reflect policy changes, once they become out of date we will remove them from our system. To ensure that you are undertaking the current training package, please log onto our website on the day that you do this training to ensure that it remains current as at that date.
Minimum computer specification
- Pentium 3® processor or higher
- Windows 2000® or higher
- 256Mb of RAM
- Internet Explorer® 5.5 or later. Netscape 7.0
- Sound enabled with speakers or headphones for commentary – optional
- NB: Pop-up blockers must be disabled.
Updated Modules
Purchasers of modules are assigned a personal home page where this module is hosted. If a published module is updated Industry Training will endeavour to substitute the purchased module with the amended one, for example, in circumstances where the module was only recently purchased. In circumstances where Industry Training has removed an older module from further use, because it is out-of-date or has been superseded by a new module, past purchasers will no longer have access rights to the module from their home page. Please also see our Legal Pages.
